Wealth manager, wrap-program sponsor · Pittsburgh, PA
Allegheny Financial Group
SEC-registered investment adviser · CRD 104690 · SEC 801-12566
At a glance
Allegheny Financial Group is an SEC-registered investment adviser based in Pittsburgh, Pennsylvania, with $5.6 billion in regulatory assets under management as of its Form ADV filed August 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 3,920 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 294th of 8,915 wealth managers and 1,944th of 17,210 SEC-registered advisers by assets.
Main office 412-367-3880alleghenyfinancial.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.6B
- Rank among wealth managers
- #294 of 8,915
- Rank among all SEC RIAs
- #1,944 of 17,210
- Rank in Pennsylvania
- #68 of 564
- Individual clients
- 3,920
- High-net-worth clients
- 1,337
- Accounts
- 14,030
- Discretionary
- 98% of AUM
- Employees
- 103
- Advisory staff
- 28
- Offices
- 1
Owners and executives on its Form ADV
- Rom S. HurstMember/manager
- Brandon J. HaynesMember/manager
- Jonathan A KuhnMember/manager
- Ralph S. BoydMember/manager
- Darin B. HawnMember/manager
- Stephen Turner HawbakerCCO
- David M. JeterMember/manager
- Joseph C. ClarkCIO
- Joyce P. HuffmanPresident
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,337 | $4.5B | 80% |
| Individuals | 2,583 | $803M | 14% |
| Pooled investment vehicles | 13 | $156M | 3% |
| Corporations or other businesses | 13 | $73M | 1% |
| Charitable organizations | 20 | $47M | <1% |
| Pension and profit sharing plans | 5 | $16M | <1% |
Private funds
Allegheny Financial Group reports 13 private funds with $177M in gross assets: hedge funds, private equity funds, real estate funds (Form ADV Item 7.B).
Disciplinary disclosures
Allegheny Financial Group reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗alleghenyfinancial.com ↗
AtlasMembers
The full record on Allegheny Financial Group
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 740 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Allegheny Financial Group manage?
Allegheny Financial Group reports $5.6 billion in regulatory assets under management across 14,030 accounts, 98% of it on a discretionary basis, on its Form ADV filed August 24, 2026.
What kind of firm is Allegheny Financial Group?
Allegheny Financial Group is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Allegheny Financial Group’s clients?
By assets, its largest client types are high-net-worth individuals ($4.5 billion, 1,337 clients); individuals ($803 million, 2,583 clients); pooled investment vehicles ($156 million, 13 clients).
Does Allegheny Financial Group manage private funds?
Yes. It reports 13 private funds with $177 million in gross assets, including hedge funds, private equity funds, real estate funds.
Does Allegheny Financial Group have any disciplinary history?
Allegheny Financial Group reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Allegheny Financial Group’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →