Private fund adviser · Greenwich, CT
Gallatin Point Capital LLC
SEC-registered investment adviser · CRD 287716 · SEC 801-110146
At a glance
Gallatin Point Capital LLC is an SEC-registered investment adviser based in Greenwich, Connecticut, with $5.7 billion in regulatory assets under management as of its Form ADV filed July 23, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 907th of 4,686 private fund advisers and 1,933rd of 17,210 SEC-registered advisers by assets.
Main office 203-742-0200gallatinpoint.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $5.7B
- Rank among private fund advisers
- #907 of 4,686
- Rank among all SEC RIAs
- #1,933 of 17,210
- Rank in Connecticut
- #82 of 507
- Clients
- 44
- Accounts
- 44
- Discretionary
- 100% of AUM
- Employees
- 23
- Advisory staff
- 13
- Offices
- 1
Owners and executives on its Form ADV
- Lewis A. SachsManaging Partner
- Matthew B. BoteinManaging Partner
- Jerry ChangChief Operating Officer and Chief Financial Officer
- Kathleen M ServideaGeneral Counsel and Chief Compliance Officer
Custody and brokerage
Custodian
Gallatin Point Capital LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 44 | $5.7B | 100% |
Private funds
Gallatin Point Capital LLC reports 44 private funds with $4.8B in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
Gallatin Point Capital LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗gallatinpoint.com ↗
AtlasMembers
The full record on Gallatin Point Capital LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 1,296 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Gallatin Point Capital LLC manage?
Gallatin Point Capital LLC reports $5.7 billion in regulatory assets under management across 44 accounts, 100% of it on a discretionary basis, on its Form ADV filed July 23, 2026.
What kind of firm is Gallatin Point Capital LLC?
Gallatin Point Capital LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. A public reporting company controls it.
Who are Gallatin Point Capital LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($5.7 billion, 44 clients).
Does Gallatin Point Capital LLC manage private funds?
Yes. It reports 44 private funds with $4.8 billion in gross assets, including private equity funds.
Does Gallatin Point Capital LLC have any disciplinary history?
Gallatin Point Capital LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Gallatin Point Capital LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →