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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3904
    OFS Capital Management, LLCChicago, IL · 6 clientsAsset managerHybridCCO Capital, LLC, CIM Group (australia) PTY LTD
    U.S. Bank 100%
    $1.8B
  2. 3916
    NXG Investment ManagementDallas, TX · 6 clientsAsset managerHybrid
    Principal Financial Group 100%
    $1.8B
  3. 3918
    HBW Advisory Services LLCSimi Valley, CA · 13,864 clientsWealth managerHybrid
    Schwab 68%Axos 32%
    $1.7B
  4. 3919
    Intrua FinancialHouston, TX · 3,380 clientsWealth managerWrap sponsorHybridLarson Financial Securities, LLC
    LPL Financial 80%
    $1.7B
  5. 3921
    Finser Investment AdvisorSan Antonio, TX · 10 clientsAsset managerHybrid
    No custodian reported
    $1.7B
  6. 3930
    Bcpc Advisors, LPBoston, MA · 1 clientsAsset managerHybridBain Capital Markets, LLC
    No custodian reported
    $1.7B
  7. 3941
    Commonwealth Credit Advisors, LLCWest Palm Beach, FL · 2 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.7B
  8. 3942
    WNY Asset Management, LLCWilliamsville, NY · 3,260 clientsWealth managerHybrid
    Schwab 100%
    $1.7B
  9. 3944
    Ally Invest AdvisorsCharlotte, NC · 83,199 clientsWealth managerBank-affiliatedHybridAlly Invest Securities LLC, clears through Apex Clearing
    Apex Fintech 100%
    $1.7B
  10. 3946
    Liberty Wealth Management, LLCOakland, CA · 1,554 clientsWealth managerHybrid
    Fidelity 99%
    $1.7B
  11. 3948
    Galaxy Digital Capital Management LPNew York, NY · 26 clientsPrivate fund adviserHybridFin2, LLC, Galaxy Digital Partners LLC
    No custodian reported
    $1.7B
  12. 3950
    AdvisorsharesBethesda, MD · 18 clientsAsset managerHybrid
    No custodian reported
    $1.7B
  13. 3954
    Novem GroupRochester, NY · 3,653 clientsWealth managerHybrid
    No custodian reported
    $1.7B
  14. 3956
    Slate Advisory Service (US) LLCChicago, IL · 8 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.7B
  15. 3958
    Delegate Advisors, LLCChapel Hill, NC · 51 clientsWealth managerHybrid
    Fidelity 100%
    $1.7B
  16. 3960
    Argent Advisors, Inc.Ruston, LA · 1,499 clientsWealth managerBank-affiliatedHybrid
    Argent Trust 53%Fidelity 47%
    $1.7B
  17. 3961
    Invictus Private Wealth, LLC485 clientsWealth managerHybrid
    Schwab 100%
    $1.7B
  18. 3964
    Clarkston Capital Partners, LLCRochester, MI · 142 clientsAsset managerHybrid
    Schwab 51%State Street 49%
    $1.7B
  19. 3965
    Accurate Wealth Management, LLCWesley Chapel, FL · 2,612 clientsWealth managerWrap sponsorHybridAAG Capital, Inc.
    Schwab 85%
    $1.7B
  20. 3969
    P/e Global LLCBoston, MA · 82 clientsAsset managerHybrid
    State Street 66%BNP Paribas 27%
    $1.7B
  21. 3973
    Seelaus Asset Management, LLCChatham, NJ · 273 clientsAsset managerHybridR. Seelaus & Co., LLC
    U.S. Bancorp Investments 39%BNY 37%
    $1.7B
  22. 3978
    KBS Capital Advisors, LLCNewport Beach, CA · 1 clientsPrivate fund adviserHybridKBS Capital Markets Group LLC
    No custodian reported
    $1.7B
  23. 3979
    Liontree Investment Management, LLCNew York, NY · 4 clientsPrivate fund adviserHybridLiontree Advisors LLC, Liontree Advisors UK LLP
    No custodian reported
    $1.7B
  24. 3983
    Rothschild Wealth LLCOakbrook, IL · 3,656 clientsWealth managerHybridRothschild Investment LLC
    Schwab 67%Pershing 33%
    $1.7B
  25. 3988
    MAG CapRidgeland, MS · 1,566 clientsWealth managerHybrid
    Raymond James 100%
    $1.7B
  26. 3989
    Signal Advisors Wealth, LLCDetroit, MI · 4,816 clientsWealth managerHybrid
    Schwab 58%Fidelity 42%
    $1.7B
  27. 3991
    Advisors Preferred LLCRockville, MD · 22 clientsAsset managerHybridCeros Financial Services, Inc., clears through National Financial Services (Fidelity), Axos Clearing
    No custodian reported
    $1.7B
  28. 4005
    CPC Advisors, LLCAtlanta, GA · 981 clientsWealth managerWrap sponsorHybrid
    Raymond James 100%
    $1.7B
  29. 4016
    Conway Investment SolutionsSaint Louis, MO · 11 clientsPrivate fund adviserHybrid
    Schwab 100%
    $1.7B
  30. 4018
    Cannon Financial Strategists, Inc.Athens, GA · 1,015 clientsWealth managerHybridCannon Securities, Inc.
    Schwab 77%Tiaa-Cref Individual & Institutional Services 23%
    $1.7B
  31. 4024
    Island Investment Management LLCNew York, NY · 6 clientsPrivate fund adviserHybridAnubis Securities LLC
    No custodian reported
    $1.7B
  32. 4027
    KBI Global Investors (north America) LTDDublin 1, Ireland · 14 clientsAsset managerHybrid
    Northern Trust 62%RBC 23%
    $1.7B
  33. 4029
    Northern Trust Securities, IncChicago, IL · 2,053 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $1.7B
  34. 4033
    Pickering Energy Partners LPHouston, TX · 13 clientsPrivate fund adviserHybridPEP Advisory LLC
    State Street 100%
    $1.7B
  35. 4039
    Compass Group LLCNew York, NY · 7 clientsAsset managerHybridCG Compass (USA) LLC, clears through Pershing
    State Street 73%BNP Prime Services 27%
    $1.7B
  36. 4044
    Dock Street Capital Management LLCWestport, CT · 60 clientsAsset managerHybrid
    No custodian reported
    $1.7B
  37. 4049
    Personal CFO Solutions LLCChester, NJ · 653 clientsWealth managerHybrid
    Fidelity 100%
    $1.6B
  38. 4055
    Strategic Wealth Partners, LTD.Independence, OH · 3,674 clientsWealth managerHybrid
    Schwab 85%
    $1.6B
  39. 4057
    Scarborough Capital ManagementAnnapolis, MD · 2,664 clientsWealth managerHybrid
    Schwab 100%
    $1.6B
  40. 4058
    Buck Wealth Strategies, LLCDenver, CO · 2,948 clientsWealth managerHybrid
    Fidelity 63%Schwab 37%
    $1.6B

RIAs by state