Asset manager · Boston, MA
P/e Global LLC
SEC-registered investment adviser · CRD 155642 · SEC 801-72133
At a glance
P/e Global LLC is an SEC-registered investment adviser based in Boston, Massachusetts, with $1.7 billion in regulatory assets under management as of its Form ADV filed March 23, 2026. Its largest client group by assets is pension and profit sharing plans. By Form ADV it is a asset manager, ranked 1,117th of 3,218 asset managers and 3,969th of 17,210 SEC-registered advisers by assets.
Main office 617-933-4500peinvestments.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among asset managers
- #1,117 of 3,218
- Rank among all SEC RIAs
- #3,969 of 17,210
- Rank in Massachusetts
- #237 of 627
- Clients
- 82
- Accounts
- 5
- Discretionary
- 100% of AUM
- Employees
- 62
- Advisory staff
- 36
- Offices
- 3
Owners and executives on its Form ADV
- Warren J. NaphtalPresident
- Mary S. NaphtalChief Operating Officer
- Heather K. MellemChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
P/e Global LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Quasar Distributors, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
An employee of P/E Global LLC is a Registered Representative of Quasar Distributors, LLC which is not affiliated with P/E Investments or its affiliates. 2.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pension and profit sharing plans | 14 | $700M | 41% |
| Sovereign wealth funds and foreign official institutions | – | $499M | 29% |
| Charitable organizations | – | $300M | 18% |
| Pooled investment vehicles | 36 | $210M | 12% |
| Investment companies | 5 | $0M | 0% |
| State or municipal government entities | 6 | $0M | 0% |
| Corporations or other businesses | 21 | $0M | 0% |
Private funds
P/e Global LLC reports 2 private funds with $210M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
P/e Global LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗peinvestments.com ↗
AtlasMembers
The full record on P/e Global LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 931 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does P/e Global LLC manage?
P/e Global LLC reports $1.7 billion in regulatory assets under management across 5 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 23, 2026.
What kind of firm is P/e Global LLC?
P/e Global LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are P/e Global LLC’s clients?
By assets, its largest client types are pension and profit sharing plans ($700 million, 14 clients); sovereign wealth funds and foreign official institutions ($499 million); charitable organizations ($300 million).
Does P/e Global LLC manage private funds?
Yes. It reports 2 private funds with $210 million in gross assets, including hedge funds.
Does P/e Global LLC have any disciplinary history?
P/e Global LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is P/e Global LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →