Chief Compliance Officer · P/e Global LLC
Heather K. Mellem
CRD 4950530 · Named on Form ADV at one SEC-registered adviser
At a glance
P/e Global LLC, an SEC-registered asset manager based in Boston, MA with $1.7 billion in regulatory assets, lists Heather K. Mellem on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- P/e Global LLCChief Compliance OfficerAsset manager · Boston, MA · $1.7B in regulatory assets
AtlasMembers
Heather’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Warren J. NaphtalPresident, P/e Global LLC
- Mary S. NaphtalChief Operating Officer, P/e Global LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Heather’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.