Asset manager · New York, NY
Compass Group LLC
SEC-registered investment adviser · CRD 108772 · SEC 801-58080
At a glance
Compass Group LLC is an SEC-registered investment adviser based in New York, New York, with $1.7 billion in regulatory assets under management as of its Form ADV filed September 4, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 1,128th of 3,218 asset managers and 4,039th of 17,210 SEC-registered advisers by assets.
Main office 212-355-7630cgcompass.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.7B
- Rank among asset managers
- #1,128 of 3,218
- Rank among all SEC RIAs
- #4,039 of 17,210
- Rank in New York
- #948 of 2,591
- Clients
- 7
- Accounts
- 10
- Discretionary
- 100% of AUM
- Employees
- 19
- Advisory staff
- 10
- Offices
- 2
Owners and executives on its Form ADV
- Gerard J. BenaresHead of Operations
- Pedro G. AlvizuaChief Compliance Officer
- Tomas VenezianFixed Income Chief Investment Officer
- Roberto KnoepfelmacherEquities Chief Investment Officer
- Pedro QuintellaChief Executive Officer
Custody and brokerage
2 custodians
- State Street$1.0B73%
- BNP Prime Services$377M27%
Broker-dealer
Hybrid RIA
Compass Group LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: CG Compass (USA) LLC.
- CG Compass (USA) LLC ↗CRD 129837
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed March 2026) names CG Compass (USA) as the broker-dealer its advisers are registered with.
s and Affiliations Broker Dealer Registration Status 11 Certain of the Adviser’s management persons are registered as registered representatives of CG Compass (USA) LLC, a FINRA registered broker-dealer that is affiliated with the Adviser.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | – | $1.4B | 85% |
| Pooled investment vehicles | 7 | $248M | 15% |
Private funds
Compass Group LLC reports 7 private funds with $241M in gross assets: hedge funds, private equity funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Compass Group LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗cgcompass.com ↗
AtlasMembers
The full record on Compass Group LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 936 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Compass Group LLC manage?
Compass Group LLC reports $1.7 billion in regulatory assets under management across 10 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 4, 2026.
What kind of firm is Compass Group LLC?
Compass Group LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Compass Group LLC’s clients?
By assets, its largest client types are other investment advisers ($1.4 billion); pooled investment vehicles ($248 million, 7 clients).
Does Compass Group LLC manage private funds?
Yes. It reports 7 private funds with $241 million in gross assets, including hedge funds, private equity funds, other private funds.
Does Compass Group LLC have any disciplinary history?
Compass Group LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Compass Group LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →