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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3541
    Zanbato Advisors LLCMountain View, CA · 58 clientsPrivate fund adviserHybridZanbato Securities LLC, Zanbato UK LTD
    No custodian reported
    $2.1B
  2. 3545
    River Canyon Fund Management LLCDallas, TX · 3 clientsAsset managerHybridCP Investments, LLC
    No custodian reported
    $2.1B
  3. 3553
    Elequin Capital, LPNew York, NY · 4 clientsPrivate fund adviserHybridElequin Execution Services, LLC, Elequin Securities LLC
    No custodian reported
    $2.1B
  4. 3555
    M.D. Sass, LLCNew York, NY · 83 clientsAsset managerHybridM.D. Sass Securities, L.L.C.
    State Street 51%Northern Trust 49%
    $2.1B
  5. 3561
    APC Asset Development II, LPNewport Beach, CA · 6 clientsPrivate fund adviserHybrid
    No custodian reported
    $2.1B
  6. 3563
    Madison Avenue Solutions, LLCChicago, IL · 29 clientsAsset managerHybridHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
    No custodian reported
    $2.1B
  7. 3568
    Churchill DLC Advisor LLCNew York, NY · 1 clientsAsset managerHybridNuveen Securities, LLC
    No custodian reported
    $2.1B
  8. 3575
    Carson Group InvestingOmaha, NEAsset managerHybridCarson Group Brokerage, LLC, Northwest Capital Management Inc
    Schwab 69%Fidelity 31%
    $2.0B
  9. 3576
    Inscription Capital, LLCHouston, TX · 456 clientsWealth managerHybrid
    Fidelity 65%
    $2.0B
  10. 3577
    Sofi Wealth LLCSan Francisco, CA · 254,020 clientsWealth managerBank-affiliatedHybridSofi Securities (hong Kong) Limited, Sofi Securities LLC, clears through Apex Clearing
    Apex Fintech 100%
    $2.0B
  11. 3585
    Mosaic WealthSt. Louis, MO · 807 clientsWealth managerHybrid
    Fidelity 88%
    $2.0B
  12. 3588
    JLC InfrastructureNew York, NY · 6 clientsPrivate fund adviserHybridLoop Capital Markets LLC
    No custodian reported
    $2.0B
  13. 3593
    Callodine Capital ManagementBoston, MA · 15 clientsPrivate fund adviserHybridManning & Napier Investor Services, Inc.
    Jefferies 85%
    $2.0B
  14. 3595
    Provise Management Group, LLCClearwater, FL · 1,190 clientsWealth managerHybridKestra Investment Services, LLC
    Schwab 100%
    $2.0B
  15. 3598
    Washington Crossing Advisors LLCMorristown, NJ · 3,257 clientsWealth managerBank-affiliatedHybridKeefe, Bruyette & Woods, Inc., Stifel Europe AG, clears through Stifel
    Stifel, Nicolaus & Company, Incorporated 100%
    $2.0B
  16. 3612
    Madison Avenue Securities, LLCSan Diego, CA · 14,099 clientsBroker-dealer firmHybridAE Financial Services, LLC, clears through National Financial Services (Fidelity)
    Pershing 100%
    $2.0B
  17. 3617
    Spyglass Capital Management, LLCGreenbrae, CA · 71 clientsAsset managerHybrid
    Schwab 56%Northern Trust 30%
    $2.0B
  18. 3646
    Raymond James (USA) LTDVancouver, Canada · 4,864 clientsBroker-dealer firmHybridCarillon Fund Distributors, Inc., Cebile Capital LLC
    No custodian reported
    $2.0B
  19. 3647
    Wellesley Asset Management, Inc.Portsmouth, NH · 1,296 clientsAsset managerHybrid
    Schwab 35%UBS 33%Fidelity 23%
    $2.0B
  20. 3648
    Balefire, LLCDallas, TX · 1,864 clientsWealth managerHybrid
    Schwab 100%
    $2.0B
  21. 3651
    Midwestern Securities Trading Co.,llcEast Peoria, IL · 11,847 clientsBroker-dealer firmHybrid
    Fidelity 100%
    $2.0B
  22. 3653
    Mount Logan ManagementNew York, NY · 12 clientsAsset managerHybridBC Partners Securities LLC
    State Street 60%BNY 27%
    $2.0B
  23. 3662
    JSF Financial, LLCLos Angeles, CA · 821 clientsWealth managerHybrid
    Fidelity 100%
    $2.0B
  24. 3666
    Maridea Wealth ManagementBrooklyn, NY · 2,100 clientsWealth managerHybrid
    Schwab 61%Fidelity 39%
    $2.0B
  25. 3667
    Center for Financial Planning IncSouthfield, MI · 1,496 clientsWealth managerWrap sponsorHybrid
    Raymond James 100%
    $2.0B
  26. 3669
    The Norden Group LLCProvo, UT · 1,531 clientsWealth managerHybrid
    Schwab 100%
    $2.0B
  27. 3677
    CS Planning CorpPortland, OR · 4,200 clientsWealth managerHybrid
    Fidelity 82%
    $2.0B
  28. 3679
    HCR Wealth AdvisorsLos Angeles, CA · 938 clientsWealth managerHybrid
    Schwab 100%
    $2.0B
  29. 3681
    Guidestone AdvisorsDallas, TX · 2,089 clientsWealth managerHybridGuidestone Financial Services
    Guidestone 80%
    $2.0B
  30. 3683
    Ceres Partners, LLCSouth Bend, IN · 5 clientsPrivate fund adviserHybridCeres Securities, LLC, Wisdomtree Securities, Inc.
    No custodian reported
    $2.0B
  31. 3685
    3edge Asset Management, LPNaples, FL · 1,528 clientsWealth managerHybrid
    Fidelity 82%
    $2.0B
  32. 3691
    Bulltick Wealth Management, LLCMiami, FL · 315 clientsWealth managerHybridBulltick, LLC, clears through Pershing
    Pershing 78%J.P. Morgan 22%
    $1.9B
  33. 3693
    Financial Security Advisory IncVirginia Beach, VA · 3,393 clientsWealth managerHybridFinancial Security Management, Incorporated
    No custodian reported
    $1.9B
  34. 3697
    Sisung Investment Management Services LLCMetairie, LA · 13 clientsAsset managerHybridSisung Securities Corporation, clears through Pershing
    No custodian reported
    $1.9B
  35. 3699
    Clarity Investment Management Inc.Vancouver, Canada · 140 clientsPrivate fund adviserHybridHiive Markets Limited
    No custodian reported
    $1.9B
  36. 3700
    SCSBellevue, WA · 2,493 clientsWealth managerWrap sponsorHybrid
    LPL Financial 100%
    $1.9B
  37. 3706
    RVW Wealth LLCLos Angeles, CA · 1,378 clientsWealth managerHybrid
    Schwab 95%
    $1.9B
  38. 3708
    Lument Investment Management, LLCNew York, NY · 1 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
    No custodian reported
    $1.9B
  39. 3710
    Cfo4lifeCoppell, TX · 1,015 clientsWealth managerHybrid
    Schwab 77%Fidelity 23%
    $1.9B
  40. 3711
    FS Specialty Lending Advisor, LLCPhiladelphia, PA · 1 clientsAsset managerHybridFS Investment Solutions, LLC
    No custodian reported
    $1.9B

RIAs by state