Wealth manager, independent · Houston, TX
Inscription Capital, LLC
SEC-registered investment adviser · CRD 291780 · SEC 801-112532
At a glance
Inscription Capital, LLC is an SEC-registered investment adviser based in Houston, Texas, with $2.0B in regulatory assets under management as of its Form ADV filed March 31, 2026. It reports 414 individual clients, 141 of them high-net-worth, holding an average of about $4.5 million each, and 20 employees. That ranks it 539th among the nation’s 5,657 independent wealth management RIAs and 31st of 367 in Texas. It reports 3 custodians for its clients’ separately managed accounts: Fidelity, Charles Schwab and Goldman Sachs.
Main office 713-673-8999inscriptioncapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.0B
- Rank among independent wealth managers
- #539 of 5,657
- Rank among all SEC RIAs
- #3,576 of 17,210
- Rank in Texas
- #31 of 367
- Individual clients
- 414
- High-net-worth clients
- 141
- Accounts
- 1,504
- Discretionary
- 95% of AUM
- Employees
- 20
- Advisory staff
- 14
- Offices
- 1
Owners and executives on its Form ADV
- Brian J. BovaCeo/principal
- David L Eustis Jr.Principal
- Marc P. OsterPrincipal
- Sheryl S. KotzenChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Inscription Capital, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Emerson Equity and Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
o provide investment advice to Clients (“Advisory Persons”) may also be registered representatives of Emerson Equity LLC, (“Emerson”) or Purshe Kaplan Sterling Investments (“PKS”), both FINRA- registered broker-dealers and members of SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 141 | $1.6B | 78% |
| Individuals | 273 | $273M | 13% |
| Corporations or other businesses | 42 | $181M | 9% |
Disciplinary disclosures
Inscription Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗inscriptioncapital.com ↗
AtlasMembers
The full record on Inscription Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 1,923 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Texas
All of Texas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Root Financial PartnersAustin | $2.1B | 852 |
| Ascentis Independent Advisors, LLCDallas | $2.1B | 2,690 |
| Adell Harriman & CarpenterHouston | $2.1B | 764 |
| Corda Investment Management, LLCHouston | $2.0B | 1,359 |
| Balefire, LLCDallas | $2.0B | 1,757 |
| Guidestone AdvisorsDallas | $2.0B | 2,087 |
Background
Questions
How much does Inscription Capital, LLC manage?
Inscription Capital, LLC reports $2.0B in regulatory assets under management across 1,504 accounts, 95% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
How many clients does Inscription Capital, LLC have?
It reports 414 individual clients: 141 high-net-worth individuals and 273 other individuals. Individuals account for about 91% of its regulatory assets.
Where is Inscription Capital, LLC headquartered?
Its main office is in Houston, Texas. It reports 1 office in total and 20 employees, 14 of whom perform investment advisory functions.
How does Inscription Capital, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Inscription Capital, LLC use?
It reports 3 custodians for its clients’ separately managed accounts: Fidelity, Charles Schwab and Goldman Sachs. On Schedule D of its Form ADV filed March 31, 2026, it reports these amounts held: Fidelity ($1.3B); Charles Schwab ($397M); Goldman Sachs ($285M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Inscription Capital, LLC a hybrid RIA with a broker-dealer?
Inscription Capital, LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Inscription Capital, LLC a fiduciary?
As an SEC-registered investment adviser, Inscription Capital, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 2 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Inscription Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →