Private fund adviser · New York, NY
Elequin Capital, LP
SEC-registered investment adviser · CRD 308371 · SEC 801-129941
At a glance
Elequin Capital, LP is an SEC-registered investment adviser based in New York, New York, with $2.1 billion in regulatory assets under management as of its Form ADV filed September 4, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 1,630th of 4,686 private fund advisers and 3,553rd of 17,210 SEC-registered advisers by assets.
Main office 929-226-2115elequincapital.comAs filed on Form ADV
- Regulatory AUM
- $2.1B
- Rank among private fund advisers
- #1,630 of 4,686
- Rank among all SEC RIAs
- #3,553 of 17,210
- Rank in New York
- #846 of 2,591
- Clients
- 4
- Accounts
- 4
- Discretionary
- 100% of AUM
- Employees
- 30
- Advisory staff
- 13
- Offices
- 3
Owners and executives on its Form ADV
- Fiona ConnellChief Financial Officer
- Peter G. GutierrezGeneral Partner Representative
- Christopher C. CrottyChief Compliance Officer
- James D. FinlaysonChief Operating Officer
Custody and brokerage
Custodian
Elequin Capital, LP’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Elequin Capital, LP is a hybrid RIA: 18 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Elequin Execution Services, LLC and Elequin Securities LLC.
- Elequin Execution Services, LLC ↗CRD 341221
- Elequin Securities LLC ↗CRD 311650
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 4 | $2.1B | 100% |
Private funds
Elequin Capital, LP reports 4 private funds with $3.3B in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Elequin Capital, LP reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗elequincapital.com ↗
AtlasMembers
The full record on Elequin Capital, LP
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 2 years of filings
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- Growth over one, three and five years
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- Rank against 1,854 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Elequin Capital, LP manage?
Elequin Capital, LP reports $2.1 billion in regulatory assets under management across 4 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 4, 2026.
What kind of firm is Elequin Capital, LP?
Elequin Capital, LP is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Elequin Capital, LP’s clients?
By assets, its largest client types are pooled investment vehicles ($2.1 billion, 4 clients).
Does Elequin Capital, LP manage private funds?
Yes. It reports 4 private funds with $3.3 billion in gross assets, including hedge funds.
Does Elequin Capital, LP have any disciplinary history?
Elequin Capital, LP reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Elequin Capital, LP’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →