Asset manager · Dallas, TX
River Canyon Fund Management LLC
SEC-registered investment adviser · CRD 169465 · SEC 801-78722
At a glance
River Canyon Fund Management LLC is an SEC-registered investment adviser based in Dallas, Texas, with $2.1 billion in regulatory assets under management as of its Form ADV filed March 28, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,039th of 3,218 asset managers and 3,545th of 17,210 SEC-registered advisers by assets.
Main office 214-253-6000rivercanyonfunds.comAs filed on Form ADV
- Regulatory AUM
- $2.1B
- Rank among asset managers
- #1,039 of 3,218
- Rank among all SEC RIAs
- #3,545 of 17,210
- Rank in Texas
- #182 of 1,081
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 161
- Advisory staff
- 55
- Offices
- 3
Owners and executives on its Form ADV
- Mitchell R. JulisManaging Partner
- Joshua S. FriedmanManaging Partner
- Douglas A. AndersonChief Compliance Officer
- Jonathan M. KaplanCo-Chief Operating Officer
- Luis A. SilvaChief Financial Officer
- Stephen P. ChoGeneral Counsel
- Stacy L. SilvermanCo-Chief Operating Officer
Custody and brokerage
Custodian
River Canyon Fund Management LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
River Canyon Fund Management LLC is a hybrid RIA: 21 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: CP Investments, LLC.
- CP Investments, LLC ↗CRD 24029
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed March 2026) names CP Investments as the broker-dealer its advisers are registered with.
Certain River Canyon principals are also principals and registered representatives of CP Investments.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $1.8B | 87% |
| Pooled investment vehicles | 2 | $275M | 13% |
Private funds
River Canyon Fund Management LLC reports 1 private funds with $152M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
River Canyon Fund Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗rivercanyonfunds.com ↗
AtlasMembers
The full record on River Canyon Fund Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 924 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 4Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does River Canyon Fund Management LLC manage?
River Canyon Fund Management LLC reports $2.1 billion in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 28, 2026.
What kind of firm is River Canyon Fund Management LLC?
River Canyon Fund Management LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are River Canyon Fund Management LLC’s clients?
By assets, its largest client types are investment companies ($1.8 billion, 1 clients); pooled investment vehicles ($275 million, 2 clients).
Does River Canyon Fund Management LLC manage private funds?
Yes. It reports 1 private funds with $152 million in gross assets, including hedge funds.
Does River Canyon Fund Management LLC have any disciplinary history?
River Canyon Fund Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is River Canyon Fund Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →