Asset manager · Metairie, LA
Sisung Investment Management Services LLC
SEC-registered investment adviser · CRD 107318 · SEC 801-49929
At a glance
Sisung Investment Management Services LLC is an SEC-registered investment adviser based in Metairie, Louisiana, with $1.9 billion in regulatory assets under management as of its Form ADV filed August 24, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 1,063rd of 3,218 asset managers and 3,697th of 17,210 SEC-registered advisers by assets.
Main office 504-544-7700sisunginvestments.comAs filed on Form ADV
- Regulatory AUM
- $1.9B
- Rank among asset managers
- #1,063 of 3,218
- Rank among all SEC RIAs
- #3,697 of 17,210
- Rank in Louisiana
- #7 of 82
- Clients
- 13
- Accounts
- 13
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 4
- Offices
- 1
Owners and executives on its Form ADV
- Richard L. SolaresPresident / CEO / CCO / COO
Custody and brokerage
Custodian
Sisung Investment Management Services LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Sisung Investment Management Services LLC is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Sisung Securities Corporation.
- Sisung Securities Corporation ↗CRD 25752
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | 13 | $1.9B | 100% |
Disciplinary disclosures
Sisung Investment Management Services LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗sisunginvestments.com ↗
AtlasMembers
The full record on Sisung Investment Management Services LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 922 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sisung Investment Management Services LLC manage?
Sisung Investment Management Services LLC reports $1.9 billion in regulatory assets under management across 13 accounts, 100% of it on a discretionary basis, on its Form ADV filed August 24, 2026.
What kind of firm is Sisung Investment Management Services LLC?
Sisung Investment Management Services LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Sisung Investment Management Services LLC’s clients?
By assets, its largest client types are state or municipal government entities ($1.9 billion, 13 clients).
Does Sisung Investment Management Services LLC have any disciplinary history?
Sisung Investment Management Services LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Sisung Investment Management Services LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →