Sunday, October 25, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
AtlasFinancial ADVSR
Open free

Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3176
    North Star Investment Management CorporationChicago, IL · 2,643 clientsWealth managerHybrid
    Fidelity 54%Schwab 31%
    $2.5B
  2. 3180
    Perennial Financial ServicesLos Angeles, CA · 3,229 clientsWealth managerWrap sponsorHybrid
    LPL Financial 94%
    $2.5B
  3. 3182
    Alphastar Capital ManagementCornelius, NC · 8,525 clientsWealth managerHybridBarnabas Capital, LLC
    Schwab 100%
    $2.5B
  4. 3185
    Bankers Life Advisory Services, Inc.Chicago, IL · 14,314 clientsWealth managerPublic-company ownedHybridBankers Life Securities, Inc.
    No custodian reported
    $2.5B
  5. 3188
    Cornerstone WealthHuntersville, NC · 2,506 clientsWealth managerHybrid
    Fidelity 73%Schwab 27%
    $2.5B
  6. 3189
    Concurrent Asset Management, LLCTampa, FL · 3 clientsAsset managerHybrid
    Fidelity 82%
    $2.5B
  7. 3194
    Redwood Investment Management, LLC.Scottsdale, AZ · 152 clientsAsset managerHybrid
    Fidelity 99%
    $2.5B
  8. 3199
    C-Iii Investment Management LLCNew York, NY · 9 clientsPrivate fund adviserHybridAnubis Securities LLC
    Citi 100%
    $2.5B
  9. 3203
    Oxbow Advisors, LLCAustin, TX · 744 clientsWealth managerHybridHerndon Plant Oakley LTD
    Schwab 72%RBC 28%
    $2.5B
  10. 3210
    Forge Global Advisors LLCSan Francisco, CA · 122 clientsPrivate fund adviserHybridCharles Schwab & Co., Inc., Charles Schwab SG PTE. LTD.
    No custodian reported
    $2.5B
  11. 3212
    Unigestion (US) LTDNew York, NY · 27 clientsPrivate fund adviserHybrid
    No custodian reported
    $2.5B
  12. 3217
    Silver Oak Securities, Inc.Jackson, TN · 8,746 clientsBroker-dealer firmHybrid
    Schwab 100%
    $2.4B
  13. 3219
    Jaffe Tilchin Investment Partners, LLCTampa, FL · 1,892 clientsWealth managerHybrid
    Fidelity 84%
    $2.4B
  14. 3224
    Domini Impact Investments LLCNew York, NY · 4 clientsAsset managerHybridDsil Investment Services LLC
    No custodian reported
    $2.4B
  15. 3226
    Infrared Capital Partners (US) LLCNew York, NY · 1 clientsAsset managerHybridAdvisors Asset Management, Inc., BGO Capital (canada) Inc.
    No custodian reported
    $2.4B
  16. 3228
    Gryphon Financial PartnersColumbus, OH · 661 clientsWealth managerPublic-company ownedHybrid
    Fidelity 86%
    $2.4B
  17. 3240
    Comvest Advisors LLCWest Palm Beach, FL · 8 clientsPrivate fund adviserHybrid
    No custodian reported
    $2.4B
  18. 3251
    Corecommodity Management, LLCStamford, CT · 16 clientsAsset managerHybrid
    Citi 100%
    $2.4B
  19. 3261
    EFS AdvisorsCambridge, MN · 21,701 clientsWealth managerHybridAdvanced Advisor Group, LLC
    Schwab 100%
    $2.4B
  20. 3268
    Capital Investment Advisory Services, LLCRaleigh, NC · 6,276 clientsWealth managerHybridCapital Investment Brokerage, Inc., Capital Investment Group, Inc.
    Schwab 50%Pershing 50%
    $2.4B
  21. 3271
    Newsquare Capital, LLCNewtown Square, PA · 2,196 clientsWealth managerWrap sponsorHybrid
    No custodian reported
    $2.4B
  22. 3278
    Swan Global Investments, LLCDurango, CO · 1,231 clientsAsset managerHybrid
    Schwab 69%Pershing 31%
    $2.4B
  23. 3284
    Paradigm Capital Management, Inc.Albany, NY · 66 clientsAsset managerHybridC. L. King & Associates, Inc., clears through RBC Capital Markets
    J.P. Morgan 100%
    $2.4B
  24. 3288
    Strive Asset ManagementDallas, TX · 14 clientsAsset managerHybrid
    Schwab 100%
    $2.4B
  25. 3290
    Smith Moore & Co.Clayton, MO · 4,142 clientsBroker-dealer firmHybridSmith Moore & Co.
    No custodian reported
    $2.4B
  26. 3303
    Apollo Capital Credit Adviser, LLCNew York, NY · 1 clientsAsset managerHybridApollo Global Securities, LLC, Athene Securities, LLC, clears through Pershing
    No custodian reported
    $2.4B
  27. 3313
    Empros Capital LLCSan Francisco, CA · 21 clientsPrivate fund adviserHybrid
    No custodian reported
    $2.3B
  28. 3314
    Keystone Financial Group, LLCLexington, KY · 6,628 clientsWealth managerHybrid
    LPL Financial 84%
    $2.3B
  29. 3315
    UBS Realty Investors LLCHartford, CT · 3 clientsPrivate fund adviserHybridUBS AG, UBS Asset Management (US) Inc.
    No custodian reported
    $2.3B
  30. 3319
    CVC Credit Partners U.S. CLO Management LLCNew York, NY · 8 clientsPrivate fund adviserHybridCVC Capital Markets S.a R.L., CVC Funding, LLC
    No custodian reported
    $2.3B
  31. 3320
    American Century Investments Private Client Group, Inc.Kansas City, MO · 4,107 clientsWealth managerPublic-company ownedHybridAmerican Century Investment Services, Inc.
    No custodian reported
    $2.3B
  32. 3323
    Belzberg & Co.New York, NY · 117 clientsPrivate fund adviserHybridBelzberg Capital LLC
    J.P. Morgan 62%Goldman Sachs 38%
    $2.3B
  33. 3333
    Oxford Lane Management, LLCGreenwich, CT · 1 clientsAsset managerHybrid
    No custodian reported
    $2.3B
  34. 3340
    Summit Wealth GroupColorado Springs, CO · 3,117 clientsWealth managerWrap sponsorHybrid
    SEI 100%
    $2.3B
  35. 3342
    EFG Private Wealth Management (americas) Corp.Miami, FL · 479 clientsAsset managerHybridEFG Capital International Corp.
    EFG Bank AG 44%Pershing 42%
    $2.3B
  36. 3347
    TLG Advisors, Inc.Summit, NJ · 5,161 clientsWealth managerHybridThe Leaders Group, Inc.
    SEI 49%
    $2.3B
  37. 3349
    Summit Global Investments, LLCBountiful, UT · 7,475 clientsAsset managerHybrid
    Interactive Brokers 98%
    $2.3B
  38. 3350
    Verus Capital Partners, LLCScottsdale, AZ · 5,642 clientsWealth managerHybrid
    Schwab 78%
    $2.3B
  39. 3352
    KA Credit Advisors, LLCHouston, TX · 1 clientsAsset managerHybridKA Associates, LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $2.3B
  40. 3364
    Moneco AdvisorsFairfield, CT · 2,812 clientsWealth managerHybrid
    LPL Financial 76%
    $2.3B

RIAs by state