Asset manager · Dallas, TX
Strive Asset Management
Strive Asset Management, LLC · SEC-registered investment adviser · CRD 322039 · SEC 801-125907
At a glance
Strive Asset Management is an SEC-registered investment adviser based in Dallas, Texas, with $2.4 billion in regulatory assets under management as of its Form ADV filed June 12, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 977th of 3,218 asset managers and 3,288th of 17,210 SEC-registered advisers by assets.
Main office 872-270-5406strive.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $2.4B
- Rank among asset managers
- #977 of 3,218
- Rank among all SEC RIAs
- #3,288 of 17,210
- Rank in Texas
- #167 of 1,081
- Clients
- 14
- Accounts
- 15
- Discretionary
- 100% of AUM
- Employees
- 33
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Benjamin B. PhamChief Financial Officer
- Matthew R. ColeChief Executive Officer
- Don L. McArdleChief Compliance Officer
- Brian L. BeirneChief Legal Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Strive Asset Management is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 13 | $2.4B | 100% |
| Pooled investment vehicles | 1 | $2M | <1% |
| High-net-worth individuals | – | $1M | <1% |
Disciplinary disclosures
Strive Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗strive.com ↗
AtlasMembers
The full record on Strive Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
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- Growth over one, three and five years
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- Rank against 879 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Strive Asset Management manage?
Strive Asset Management reports $2.4 billion in regulatory assets under management across 15 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 12, 2026.
What kind of firm is Strive Asset Management?
Strive Asset Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Strive Asset Management’s clients?
By assets, its largest client types are investment companies ($2.4 billion, 13 clients); pooled investment vehicles ($2 million, 1 clients); high-net-worth individuals ($728,068).
Does Strive Asset Management have any disciplinary history?
Strive Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Strive Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →