Asset manager · Miami, FL
EFG Private Wealth Management (americas) Corp.
SEC-registered investment adviser · CRD 158905 · SEC 801-72773
At a glance
EFG Private Wealth Management (americas) Corp. is an SEC-registered investment adviser based in Miami, Florida, with $2.3 billion in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is corporations or other businesses, and it reports 308 individual clients. By Form ADV it is a asset manager, ranked 989th of 3,218 asset managers and 3,342nd of 17,210 SEC-registered advisers by assets.
Main office 305-482-8000efginternational.comAs filed on Form ADV
- Regulatory AUM
- $2.3B
- Rank among asset managers
- #989 of 3,218
- Rank among all SEC RIAs
- #3,342 of 17,210
- Rank in Florida
- #150 of 1,090
- Individual clients
- 308
- High-net-worth clients
- 205
- Accounts
- 696
- Discretionary
- 85% of AUM
- Employees
- 56
- Advisory staff
- 25
- Offices
- 2
Owners and executives on its Form ADV
- Eduardo M. CruzChief Executive Officer, Director
- Sanjin MohorovicDirector
- Victor M. EchevarriaChairman
- Edwin A. FerminChief Compliance Officer
- Peter PhillipsDirector
- Luis G. De Melo FerreiraDeputy Chief Executive Officer
- Alexandra MontoyaChief Operating Officer
Custody and brokerage
3 custodians
- EFG Bank AGAffiliate of the firm$1.0B44%
- BNY Pershing$964M42%
- EFG Bank & Trust (bahamas) LTD.Affiliate of the firm$315M14%
Broker-dealer
Hybrid RIA
EFG Private Wealth Management (americas) Corp. is a hybrid RIA: 52 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: EFG Capital International Corp..
- EFG Capital International Corp. ↗CRD 40118
Its Form ADV brochure (filed March 2026) names EFG Capital International as the broker-dealer its advisers are registered with.
Some of Adviser’s management persons are registered representatives of Adviser’s affiliated broker - dealer EFG Capital International Corp.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Corporations or other businesses | 170 | $1.1B | 48% |
| High-net-worth individuals | 205 | $735M | 32% |
| Banking or thrift institutions | – | $371M | 16% |
| Individuals | 103 | $78M | 3% |
| Charitable organizations | – | $10M | <1% |
| Other | 1 | $2M | <1% |
Disciplinary disclosures
EFG Private Wealth Management (americas) Corp. answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗efginternational.com ↗
AtlasMembers
The full record on EFG Private Wealth Management (americas) Corp.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 888 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does EFG Private Wealth Management (americas) Corp. manage?
EFG Private Wealth Management (americas) Corp. reports $2.3 billion in regulatory assets under management across 696 accounts, 85% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is EFG Private Wealth Management (americas) Corp.?
EFG Private Wealth Management (americas) Corp. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are EFG Private Wealth Management (americas) Corp.’s clients?
By assets, its largest client types are corporations or other businesses ($1.1 billion, 170 clients); high-net-worth individuals ($735 million, 205 clients); banking or thrift institutions ($371 million).
Does EFG Private Wealth Management (americas) Corp. have any disciplinary history?
EFG Private Wealth Management (americas) Corp. answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is EFG Private Wealth Management (americas) Corp.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →