Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
2,436 firms manage $136.7 trillionaffiliated broker-dealer
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- 9473Ahakista Capital LLCWealth managerHybridAccess Securities, LLC$345M
- 9481Crescent Advisor Group, Inc.Wealth managerHybridCrescent Securities Group, Inc.$344M
- 9483Bell Asset Management USA IncPrivate fund adviserAffiliated broker-dealerBell Potter Securities (US) LLC, Bell Potter Securities LimitedNo custodian reported$344M
- 9501Williams & Novak Wealth Management, LLCWealth managerHybrid$343M
- 9502Capstone Investment GroupWealth managerHybridPurshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity)$343M
- 9504Augment Advisors, LLCPrivate fund adviserHybridAugment Capital, LLC, Tcfg Wealth Management, LLCNo custodian reported$343M
- 9511Chicago Atlantic BDC Advisers, LLCAsset managerAffiliated broker-dealerStoneliving Securities, LLCNo custodian reported$342M
- 9522Avila Real Estate CapitalPrivate fund adviserHybridBuilder Advisor Group, LLCNo custodian reported$341M
- 9525Eukles Asset Management, LLCWealth managerWrap sponsorHybridEukles Wealth Management$341M
- 9536Blueprint Fund ManagementAsset managerHybridMaplewood Investments, Inc.No custodian reported$340M
- 9553Millennial Advisers, LLC.Private fund adviserHybridAllied Millennial Partners, LLC, Onesource FI LLC, clears through StoneX, Interactive Brokers$339M
- 9561Cresap, Inc.Broker-dealer firmHybridNo custodian reported$339M
- 9564First Trust Global Portfolios LTD.Asset managerAffiliated broker-dealerFirst Trust Japan GK, First Trust Portfolios Asia PTE. LTD.$339M
- 9582Uwharrie Investment Advisors, Inc.Wealth managerBank-affiliatedHybridThe Strategic Alliance Corporation$338M
- 9622Seix CLO Management LLCPrivate fund adviserAffiliated broker-dealerVP Distributors LLCNo custodian reported$336M
- 9625Cion Grosvenor Management, LLCAsset managerAffiliated broker-dealerCion Securities, LLCNo custodian reported$335M
- 9636Neuberger Berman Loan Advisers Europe II LPPrivate fund adviserHybridNeuberger Berman BD LLCNo custodian reported$335M
- 9669Oliveira WealthWealth managerHybrid$332M
- 9680Elios Financial Group, Inc.Wealth managerWrap sponsorHybrid$332M
- 9691Copley Financial Group, Inc.Broker-dealer firmHybridCopley Alternative Investments, Inc., Emerson Equity LLC$331M
- 9693Bernardi Asset Management, LLCAsset managerHybridBernardi Securities, Inc.$331M
- 9700Essex Private Wealth Management LLCWealth managerHybridHuntwicke Securities, LLC$331M
- 9701Insight Capital ManagementWealth managerHybrid$331M
- 9707DAI Wealth, LLCWealth managerHybridDAI Securities, LLC$330M
- 9713Colliers Securities LLCBroker-dealer firmHybridColliers Securities (canada) Inc.No custodian reported$330M
- 9718501 North, LLCPrivate fund adviserAffiliated broker-dealerKeefe, Bruyette & Woods, Inc., Stifel Europe AG, clears through StifelNo custodian reported$329M
- 9730BR Wealth ManagementWealth managerHybrid$329M
- 9755Vinci Partners USAAsset managerHybridCG Compass (USA) LLC, Vinci Assessoria Financeira Ltda., clears through Pershing$327M
- 97981248 Partners, LLCPrivate fund adviserAffiliated broker-dealerMsec, LLC, W G Securities, LLC, clears through National Financial Services (Fidelity)No custodian reported$323M
- 9805Oriental TrustAsset managerHybridOriental Financial Services LLCNo custodian reported$323M
- 9822Emerson Equity LLCBroker-dealer firmHybrid$322M
- 9823B.B. Graham & Company, Inc.Broker-dealer firmHybridNo custodian reported$322M
- 9848Secura FinancialWealth managerHybridHarry Barth, Kraig Strom$320M
- 9849Lantern Wealth Advisors, LLCWealth managerHybridHerold & Lantern Investments, Inc., Percheron Asset Management Group, Inc., clears through Pershing$320M
- 9852Atomic Invest LLCAsset managerHybridAtomic Brokerage LLC, clears through Pershing$320M
- 9854Arroyo Investment Group, LLCWealth managerHybridCapital Research Brokerage Services, LLCNo custodian reported$319M
- 9883Macquarie Capital Partners LLCPrivate fund adviserHybridMacquarie Capital (USA) Inc., Macquarie Capital (europe) LimitedNo custodian reported$318M
- 9947Trust Advisory Group LTDWealth managerPublic-company ownedHybridStonex Financial Inc., Stonex International Securities Inc., clears through Pershing, BofA Securities$314M
- 9950Hilco Investment Advisors, LLCAsset managerHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through PershingNo custodian reported$313M
- 9958Columbia Advisory Partners, LLCWealth managerHybridColumbia Private Markets, LLC$313M
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25