Wealth manager, independent · Atlanta, GA
DAI Wealth, LLC
SEC-registered investment adviser · CRD 138938 · SEC 801-66260
At a glance
DAI Wealth, LLC is an SEC-registered investment adviser based in Atlanta, Georgia, with $330 million in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,466 individual clients. By Form ADV it is a wealth manager, ranked 4,090th of 8,915 wealth managers and 9,707th of 17,210 SEC-registered advisers by assets.
Main office 404-531-7080daiwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $330M
- Rank among wealth managers
- #4,090 of 8,915
- Rank among all SEC RIAs
- #9,707 of 17,210
- Rank in Georgia
- #189 of 331
- Individual clients
- 1,466
- High-net-worth clients
- 643
- Accounts
- 2,048
- Discretionary
- 98% of AUM
- Employees
- 40
- Advisory staff
- 40
- Offices
- 16
Owners and executives on its Form ADV
- Joseph G. MichaletzPresident/chief Executive Officer
- Christine E. MichaletzVp/secretary/treasurer
- Ernest G. StraussChief Compliance Officer
- Matthew A. IngberChief Operating Officer
- Candace BrownVP, Compliance Officer
- John R MartinSVP, Wealth Management
Custody and brokerage
Broker-dealer
Hybrid RIA
DAI Wealth, LLC is a hybrid RIA: 31 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: DAI Securities, LLC.
- DAI Securities, LLC ↗CRD 36673
Its Form ADV brochure (filed March 2026) names DAI Securities as the broker-dealer its advisers are registered with.
This compensation is paid to the IARs in their capacity as registered representatives of our affiliated broker -dealer, DAI Securities, LLC (“DAIS”).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 643 | $198M | 60% |
| Individuals | 823 | $94M | 29% |
| Charitable organizations | 8 | $11M | 3% |
| State or municipal government entities | 1 | $11M | 3% |
| Pension and profit sharing plans | 26 | $11M | 3% |
| Corporations or other businesses | 36 | $4M | 1% |
Disciplinary disclosures
DAI Wealth, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗daiwealth.com ↗
AtlasMembers
The full record on DAI Wealth, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 6,468 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does DAI Wealth, LLC manage?
DAI Wealth, LLC reports $330 million in regulatory assets under management across 2,048 accounts, 98% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is DAI Wealth, LLC?
DAI Wealth, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are DAI Wealth, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($198 million, 643 clients); individuals ($94 million, 823 clients); charitable organizations ($11 million, 8 clients).
Does DAI Wealth, LLC have any disciplinary history?
DAI Wealth, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is DAI Wealth, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →