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Wealth manager, public-company owned · Birmingham, AL

Trust Advisory Group LTD

SEC-registered investment adviser · CRD 106926 · SEC 801-46919

At a glance

Trust Advisory Group LTD is an SEC-registered investment adviser based in Birmingham, Alabama, with $314 million in regulatory assets under management as of its Form ADV filed June 17, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 562 individual clients. By Form ADV it is a wealth manager (public-company owned), ranked 4,251st of 8,915 wealth managers and 9,947th of 17,210 SEC-registered advisers by assets.

Main office 800-292-2411trustadvisorygroup.comLinkedInAs filed on Form ADV

Regulatory AUM
$314M
Rank among wealth managers
#4,251 of 8,915
Rank among all SEC RIAs
#9,947 of 17,210
Rank in Alabama
#58 of 92
Individual clients
562
High-net-worth clients
70
Accounts
792
Discretionary
100% of AUM
Employees
22
Advisory staff
22
Offices
15

Owners and executives on its Form ADV

Custody and brokerage

2 custodians

  1. Stonex Financial$232M74%
  2. Charles Schwab$80M26%

Other RIAs using Stonex FinancialOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Trust Advisory Group LTD is a hybrid RIA: 22 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Stonex Financial Inc., Stonex International Securities Inc. and Stonex Securities Inc..

Its Form ADV brochure (filed March 2026) names Stonex Securities as the broker-dealer its advisers are registered with.

Our Financial Advisors are generally also associated with SSI.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals70$214M68%
Individuals492$99M32%
Corporations or other businesses2$0M<1%

Disciplinary disclosures

Trust Advisory Group LTD answers yes to 4 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions
  • Pension consulting
  • Selecting other advisers

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗trustadvisorygroup.com ↗

AtlasMembers

The full record on Trust Advisory Group LTD

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
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Growth over one, three and five years
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Rank against 6,556 peers of its type and size
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Owners and executives, with titles and stakes
10 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Trust Advisory Group LTD manage?

Trust Advisory Group LTD reports $314 million in regulatory assets under management across 792 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 17, 2026.

What kind of firm is Trust Advisory Group LTD?

Trust Advisory Group LTD is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. A public reporting company controls it.

Who are Trust Advisory Group LTD’s clients?

By assets, its largest client types are high-net-worth individuals ($214 million, 70 clients); individuals ($99 million, 492 clients); corporations or other businesses ($83,490, 2 clients).

Does Trust Advisory Group LTD have any disciplinary history?

Trust Advisory Group LTD answers yes to 4 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.

Where these numbers come from

Every figure is Trust Advisory Group LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →