Chief Executive Officer · Oasis Investment Strategies LLC
William J. Dunaway
CRD 6505923 · Named on Form ADV at 3 SEC-registered advisers
At a glance
Oasis Investment Strategies LLC, an SEC-registered asset manager based in Chicago, IL with $5.7 billion in regulatory assets, lists William J. Dunaway on its Form ADV as Chief Executive Officer, a control person. The SEC filings also name William at 2 other registered advisers.
Firms and roles
- Oasis Investment Strategies LLCChief Executive OfficerAsset manager · Chicago, IL · $5.7B in regulatory assets
- Stonex Advisors Inc.DirectorWealth manager · Birmingham, AL · $5.1B in regulatory assets
- Trust Advisory Group LTDDirectorWealth manager · Birmingham, AL · $314M in regulatory assets
AtlasMembers
William’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- 3 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (12)
- Mark T. ClementsChief Investment Officer, Oasis Investment Strategies LLC
- Tiffany NealonChief Compliance Officer, Oasis Investment Strategies LLC
- Aaron M SchroederChief Financial Officer, Oasis Investment Strategies LLC
- Marcus B. RichardsonChief Operations Officer / Chief Executive Officer, Stonex Advisors Inc.
- Charles M. LyonDirector, Stonex Advisors Inc.
7 more people named with William on the same filings, with titles and firms. Free in Atlas with a free account.
See all 12 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For William’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.