Wealth manager, wrap-program sponsor · Cincinnati, OH
Eukles Asset Management, LLC
SEC-registered investment adviser · CRD 156649 · SEC 801-80915
At a glance
Eukles Asset Management, LLC is an SEC-registered investment adviser based in Cincinnati, Ohio, with $341 million in regulatory assets under management as of its Form ADV filed March 20, 2026. Its largest client group by assets is individuals, and it reports 470 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 3,980th of 8,915 wealth managers and 9,525th of 17,210 SEC-registered advisers by assets.
Main office 513-977-4799euklesam.comAs filed on Form ADV
- Regulatory AUM
- $341M
- Rank among wealth managers
- #3,980 of 8,915
- Rank among all SEC RIAs
- #9,525 of 17,210
- Rank in Ohio
- #219 of 403
- Individual clients
- 470
- High-net-worth clients
- 18
- Accounts
- 943
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 1
Owners and executives on its Form ADV
- Brian L. LysaghtChief Executive Officer, Chief Investment Officer & Chief Compliance Officer
- Patrick C. LysaghtManaging Partner
- Casey J. LysaghtManaging Partner
Custody and brokerage
Broker-dealer
Hybrid RIA
Eukles Asset Management, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Eukles Wealth Management.
- Eukles Wealth Management
Its Form ADV brochure (filed March 2026) names LPL Financial as the broker-dealer its advisers are registered with.
Other Financial Industry Activities and Affiliations Certain management persons of EAM are separately licensed as registered representatives of LPL Financial, a FINRA-member broker dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 452 | $220M | 65% |
| High-net-worth individuals | 18 | $109M | 32% |
| Corporations or other businesses | 2 | $11M | 3% |
| Pension and profit sharing plans | 1 | $1M | <1% |
Disciplinary disclosures
Eukles Asset Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗euklesam.com ↗
AtlasMembers
The full record on Eukles Asset Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 6,385 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Eukles Asset Management, LLC manage?
Eukles Asset Management, LLC reports $341 million in regulatory assets under management across 943 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 20, 2026.
What kind of firm is Eukles Asset Management, LLC?
Eukles Asset Management, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Eukles Asset Management, LLC’s clients?
By assets, its largest client types are individuals ($220 million, 452 clients); high-net-worth individuals ($109 million, 18 clients); corporations or other businesses ($11 million, 2 clients).
Does Eukles Asset Management, LLC have any disciplinary history?
Eukles Asset Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Eukles Asset Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-20), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →