Asset manager · Northbrook, IL
Hilco Investment Advisors, LLC
SEC-registered investment adviser · CRD 300222 · SEC 801-137203
At a glance
Hilco Investment Advisors, LLC is an SEC-registered investment adviser based in Northbrook, Illinois, with $313 million in regulatory assets under management as of its Form ADV filed September 2, 2026. Its largest client group by assets is other. By Form ADV it is a asset manager, ranked 1,915th of 3,218 asset managers and 9,950th of 17,210 SEC-registered advisers by assets.
Main office 847-509-1100As filed on Form ADV
- Regulatory AUM
- $313M
- Rank among asset managers
- #1,915 of 3,218
- Rank among all SEC RIAs
- #9,950 of 17,210
- Rank in Illinois
- #446 of 684
- Clients
- 0
- Accounts
- 3
- Discretionary
- 0% of AUM
- Employees
- 160
- Advisory staff
- 44
- Offices
- 6
Owners and executives on its Form ADV
- Brian E. FrancChief Compliance Officer
- Charmy ShahHead of Finance and Operations, Asset Based Finance, Hilco Global
- Jeffrey B. AbramsGroup Head of Private Credit and Real Estate, Orix USA
- Nikunj SinghalHead of Hilco Asset Management and Private Credit
- Neil R. AaronsonPresident (americas) & Executive Director of Real Estate, Hilco Global
- Ian S. FredericksPresident & CEO of Capital Solutions (americas), Hilco Global
Custody and brokerage
Custodian
Hilco Investment Advisors, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Hilco Investment Advisors, LLC is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Hilco Corporate Finance, LLC and Lument Securities, LLC.
- Hilco Corporate Finance, LLC ↗CRD 282060
- Lument Securities, LLC ↗CRD 14840
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, May 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other | – | $313M | 100% |
Disciplinary disclosures
Hilco Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Hilco Investment Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 931 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Hilco Investment Advisors, LLC manage?
Hilco Investment Advisors, LLC reports $313 million in regulatory assets under management across 3 accounts, on its Form ADV filed September 2, 2026.
What kind of firm is Hilco Investment Advisors, LLC?
Hilco Investment Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Hilco Investment Advisors, LLC’s clients?
By assets, its largest client types are other ($313 million).
Does Hilco Investment Advisors, LLC have any disciplinary history?
Hilco Investment Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Hilco Investment Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →