Asset manager · SAN Juan, PR
Oriental Trust
Oriental Bank · SEC-registered investment adviser · CRD 312982 · SEC 801-121169
At a glance
Oriental Trust is an SEC-registered investment adviser based in SAN Juan, PR, with $323 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,895th of 3,218 asset managers and 9,805th of 17,210 SEC-registered advisers by assets.
Main office 787-771-6800orientalbank.comAs filed on Form ADV
- Regulatory AUM
- $323M
- Rank among asset managers
- #1,895 of 3,218
- Rank among all SEC RIAs
- #9,805 of 17,210
- Rank in PR
- #33 of 49
- Clients
- 2
- Accounts
- 2
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 1
- Offices
- 1
Owners and executives on its Form ADV
- Maritza N. ArizmendiChief Financial Officer
- Rosana M. Pacheco FernandezTrust Compliance Analyst
- Erik J DolanChief Compliance Officer
- Roberto A. Romanelli AriasTrust Officer
- Ramon Arturo RosadoManaging Director
- Gustavo A. RomanachLead Portfolio Manager
- Jose Rafael Fernandez MartinezChief Executive Officer
Custody and brokerage
Custodian
Oriental Trust’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Oriental Trust is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Oriental Financial Services LLC.
- Oriental Financial Services LLC ↗CRD 29753
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 2 | $323M | 100% |
Disciplinary disclosures
Oriental Trust reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗orientalbank.com ↗
AtlasMembers
The full record on Oriental Trust
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
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- Growth over one, three and five years
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- Rank against 936 peers of its type and size
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- Owners and executives, with titles and stakes
- 9 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Oriental Trust manage?
Oriental Trust reports $323 million in regulatory assets under management across 2 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Oriental Trust?
Oriental Trust is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. A public reporting company controls it.
Who are Oriental Trust’s clients?
By assets, its largest client types are investment companies ($323 million, 2 clients).
Does Oriental Trust have any disciplinary history?
Oriental Trust reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Oriental Trust’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →