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Director · Oriental Financial Services LLC

Ramon Arturo Rosado

CRD 2396515 · Named on Form ADV at 2 SEC-registered advisers

At a glance

Oriental Financial Services LLC, an SEC-registered broker-dealer firm based in SAN Juan, PR with $420 million in regulatory assets, lists Ramon Arturo Rosado on its Form ADV as Director, a control person. The SEC filings also name Ramon at 1 other registered adviser.

Firms and roles

AtlasMembers

Ramon’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (10)

5 more people named with Ramon on the same filings, with titles and firms. Free in Atlas with a free account.

See all 10 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Ramon’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.