Chief Compliance Officer · Horiko Capital Management LLC
Erik J. Dolan
CRD 3161467 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Horiko Capital Management LLC, an SEC-registered private fund adviser based in New York, NY with $475 million in regulatory assets, lists Erik J. Dolan on its Form ADV as Chief Compliance Officer. The SEC filings also name Erik at 1 other registered adviser.
Firms and roles
- Horiko Capital Management LLCChief Compliance OfficerPrivate fund adviser · New York, NY · $475M in regulatory assets
- Oriental TrustChief Compliance OfficerAsset manager · San Juan, PR · $323M in regulatory assets
AtlasMembers
Erik’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Hideji HorikoManaging Member, Horiko Capital Management LLC
- Maritza ArizmendiChief Financial Officer, Oriental Trust
- Rosana M. Pacheco FernandezTrust Compliance Analyst, Oriental Trust
- Roberto A. Romanelli AriasTrust Officer, Oriental Trust
- Ramon Arturo RosadoManaging Director, Oriental Trust
2 more people named with Erik on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Erik’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.