Private fund adviser · New York, NY
Horiko Capital Management LLC
SEC-registered investment adviser · CRD 126343 · SEC 801-111811
At a glance
Horiko Capital Management LLC is an SEC-registered investment adviser based in New York, New York, with $475 million in regulatory assets under management as of its Form ADV filed March 3, 2026. Its largest client group by assets is pooled investment vehicles, and it reports 2 individual clients. By Form ADV it is a private fund adviser, ranked 3,101st of 4,686 private fund advisers and 8,037th of 17,210 SEC-registered advisers by assets.
Main office 201-523-4150horikocapital.comAs filed on Form ADV
- Regulatory AUM
- $475M
- Rank among private fund advisers
- #3,101 of 4,686
- Rank among all SEC RIAs
- #8,037 of 17,210
- Rank in New York
- #1,503 of 2,591
- Individual clients
- 2
- High-net-worth clients
- 2
- Accounts
- 6
- Discretionary
- 100% of AUM
- Employees
- 6
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Hideji HorikoManaging Member
- Erik J DolanChief Compliance Officer
Custody and brokerage
Custodian
Horiko Capital Management LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 2 | $249M | 52% |
| High-net-worth individuals | 2 | $116M | 24% |
| Investment companies | 2 | $110M | 23% |
Private funds
Horiko Capital Management LLC reports 2 private funds with $249M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Horiko Capital Management LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Other services
How it’s paid
- A percentage of assets under management
- Hourly charges
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗horikocapital.com ↗
AtlasMembers
The full record on Horiko Capital Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 2,276 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Horiko Capital Management LLC manage?
Horiko Capital Management LLC reports $475 million in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 3, 2026.
What kind of firm is Horiko Capital Management LLC?
Horiko Capital Management LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets.
Who are Horiko Capital Management LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($249 million, 2 clients); high-net-worth individuals ($116 million, 2 clients); investment companies ($110 million, 2 clients).
Does Horiko Capital Management LLC manage private funds?
Yes. It reports 2 private funds with $249 million in gross assets, including hedge funds.
Does Horiko Capital Management LLC have any disciplinary history?
Horiko Capital Management LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Horiko Capital Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →