Private fund adviser · New York, NY
501 North, LLC
SEC-registered investment adviser · CRD 338118 · SEC 801-134954
At a glance
501 North, LLC is an SEC-registered investment adviser based in New York, New York, with $329 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 3,498th of 4,686 private fund advisers and 9,718th of 17,210 SEC-registered advisers by assets.
Main office 212-887-7777501northgrowthequity.comAs filed on Form ADV
- Regulatory AUM
- $329M
- Rank among private fund advisers
- #3,498 of 4,686
- Rank among all SEC RIAs
- #9,718 of 17,210
- Rank in New York
- #1,690 of 2,591
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 6
- Offices
- 1
Owners and executives on its Form ADV
Custody and brokerage
Custodian
501 North, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Affiliated broker-dealer
It names affiliated broker-dealers: Keefe, Bruyette & Woods, Inc., Stifel Europe AG, Stifel Hong Kong Limited, Stifel Nicolaus Canada Inc., Stifel Nicolaus Europe Limited, Stifel Nicolaus Israel LTD., Stifel Schweiz AG and Stifel, Nicolaus & Company, Incorporated.
- Keefe, Bruyette & Woods, Inc. ↗CRD 481
An introducing broker-dealer: its trades clear through Stifel, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
- Stifel Europe AG
- Stifel Hong Kong Limited
- Stifel Nicolaus Canada Inc.
- Stifel Nicolaus Europe Limited
- Stifel Nicolaus Israel LTD.
- Stifel Schweiz AG
- Stifel, Nicolaus & Company, Incorporated ↗CRD 793
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 3 | $329M | 100% |
Private funds
501 North, LLC reports 3 private funds with $329M in gross assets: private equity funds (Form ADV Item 7.B).
Disciplinary disclosures
501 North, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
How it’s paid
- Fixed fees
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗501northgrowthequity.com ↗
AtlasMembers
The full record on 501 North, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 2,129 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 3Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does 501 North, LLC manage?
501 North, LLC reports $329 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is 501 North, LLC?
501 North, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are 501 North, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($329 million, 3 clients).
Does 501 North, LLC manage private funds?
Yes. It reports 3 private funds with $329 million in gross assets, including private equity funds.
Does 501 North, LLC have any disciplinary history?
501 North, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is 501 North, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →