Chief Compliance Officer · 1919 Investment Counsel, LLC
Michael A. Spero
CRD 4638465 · Named on Form ADV at 5 SEC-registered advisers
At a glance
1919 Investment Counsel, LLC, an SEC-registered wealth manager based in Baltimore, MD with $26.0 billion in regulatory assets, lists Michael A. Spero on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michael at 4 other registered advisers.
Firms and roles
- 1919 Investment Counsel, LLCChief Compliance OfficerWealth manager · Baltimore, MD · $26B in regulatory assets
- Stifel Capital Management, LLCChief Compliance OfficerAsset manager · New York, NY · $4.2B in regulatory assets
- Washington Crossing Advisors LLCChief Compliance Officer / Chief Operating OfficerWealth manager · Morristown, NJ · $2.0B in regulatory assets
- 501 North, LLCCCOPrivate fund adviser · New York, NY · $329M in regulatory assets
- Equitycompass Investment Management, LLCChief Compliance OfficerWealth manager · Baltimore, MD · $221M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 5 firmsLocked
- Control-person status
- 5 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (13)
- Harry OmealiaPresident and Chief Executive Officer, Managing Member, 1919 Investment Counsel, LLC
- Paul J. BenzigerManaging Member, 1919 Investment Counsel, LLC
- Charles C. KingManaging Member, 1919 Investment Counsel, LLC
- Faith M. MutungaDirector of Finance, 1919 Investment Counsel, LLC
- Nell H. KelleherDirector of Operations and Administration, 1919 Investment Counsel, LLC
8 more people named with Michael on the same filings, with titles and firms. Free in Atlas with a free account.
See all 13 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.