Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
2,436 firms manage $136.7 trillionaffiliated broker-dealer
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- 4427Sagard Holdings Manager (US) LLCPrivate fund adviserAffiliated broker-dealer$1.4B
- 4428Smith Group Asset Management, LLCWealth managerWrap sponsorHybridCantor Fitzgerald & Co.$1.4B
- 4438Cumberland Investment Counsel Inc.Private fund adviserHybridCumberland Private Wealth Management Inc.$1.4B
- 4443Thorofare, LLCPrivate fund adviserHybridManning & Napier Investor Services, Inc.No custodian reported$1.4B
- 4450Alterna Wealth Management, Inc.Wealth managerHybridAlterna Securities, Inc.$1.4B
- 4455Asset AdvisorsWealth managerAffiliated broker-dealer$1.4B
- 4462Trustmont Advisory Group, Inc.Broker-dealer firmHybridTrustmont Financial Group, Inc., clears through RBC Capital MarketsNo custodian reported$1.4B
- 4469Corrum Capital Management LLCPrivate fund adviserHybridM&n Investor ServicesNo custodian reported$1.4B
- 4471Range Advisory, LLCWealth managerAffiliated broker-dealerRange Investing, LLC$1.4B
- 4480Private Client Services, LLCBroker-dealer firmHybridPrivate Client ServicesNo custodian reported$1.4B
- 4483Level Four Capital ManagementWealth managerWrap sponsorHybridCRI M&a Advisors, LLC, Level Four Financial, LLC$1.4B
- 4489UBS Asset Managers of Puerto RicoAsset managerAffiliated broker-dealerUBS AG, UBS Asset Management (US) Inc.No custodian reported$1.4B
- 4510Seaview Investment Managers LLCAsset managerHybridVectorglobal WMG, Inc., clears through Pershing$1.4B
- 4526Bbva Global Wealth Advisors, Inc.Wealth managerBank-affiliatedAffiliated broker-dealerBanco Bilbao Vizcaya Argentaria Uruguay SA, Bbva Securities Inc.$1.4B
- 4532Westminster Financial Advisory CorpBroker-dealer firmHybridWestminster Financial Securities, Inc., clears through National Financial Services (Fidelity)$1.4B
- 4546Total Investment Management, Inc.Wealth managerAffiliated broker-dealerVision 4 Fund Distributors LLC$1.4B
- 4564MSH Capital Advisors LLCWealth managerHybridM. S. Howells & Co., clears through Pershing$1.3B
- 4566Hill Investment GroupWealth managerHybrid$1.3B
- 4570Weatherbie Capital, LLCAsset managerHybridAlger Management, (singapore) PTE. LTD., Alger Management, LTD$1.3B
- 4575Invision Management, Inc.Private fund adviserAffiliated broker-dealerInvision Capital Advisors LLCNo custodian reported$1.3B
- 4580Cypress Wealth Services, LLCWealth managerHybrid$1.3B
- 4602GGP Management, L.P.Private fund adviserHybridGoodgame Advisors LLCNo custodian reported$1.3B
- 4626Valley National Advisers IncBroker-dealer firmHybridValley National Investments, Inc., clears through National Financial Services (Fidelity), Charles SchwabNo custodian reported$1.3B
- 4632OFS CLO Management II, LLCPrivate fund adviserHybridCCO Capital, LLC, CIM Group (australia) PTY LTDNo custodian reported$1.3B
- 4636Beacon Financial GroupWealth managerHybridGrove Point Advisors, LLC, Grove Point Investments, LLC$1.3B
- 4654Pinnacle Investments, LLCBroker-dealer firmHybrid$1.3B
- 4665Academy Asset ManagementAsset managerHybridAcademy Securities, Inc., clears through Pershing$1.3B
- 4666WahedAsset managerAffiliated broker-dealer$1.3B
- 4671Piper Sandler & Co.Broker-dealer firmHybridNo custodian reported$1.3B
- 4673Lord Abbett Private Credit Advisor LLCAsset managerHybridLord Abbett Distributor LLCNo custodian reported$1.3B
- 4683Newport Capital Group, LLCAsset managerHybridNCG Securities LLC$1.3B
- 4685McDonald Partners LLCBroker-dealer firmHybridMcDonald Partners LLC$1.3B
- 4693Pettinga Financial Advisors, LLCWealth managerAffiliated broker-dealer$1.3B
- 4719Metzler-Payden, LLCAsset managerHybridPayden & Rygel Distributors$1.3B
- 4737Ullmann Wealth PartnersWealth managerAffiliated broker-dealer$1.3B
- 4748Pgim Fund Management LimitedPrivate fund adviserAffiliated broker-dealerPgim (hong Kong) Limited, Pgim NON US Employee Co-Invest S.c.s.pNo custodian reported$1.2B
- 4756Northwest Financial Advisors LLCWealth managerBank-affiliatedHybridNorthwest Financial Group LLC$1.2B
- 4762Verde Servicos Internacionais S.A.Private fund adviserAffiliated broker-dealerCG Compass (USA) LLC, clears through PershingNo custodian reported$1.2B
- 4763Hodges Capital Management IncAsset managerHybridFirst Dallas Securities, Inc.$1.2B
- 4767GE Vernova Investment Advisers, LLCAsset managerHybridGE Vernova Capital Markets, LLC, GE Vernova Financial Services LimitedNo custodian reported$1.2B
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25