Broker-dealer firm · Beavercreek, OH
Westminster Financial Advisory Corp
SEC-registered investment adviser · CRD 110283 · SEC 801-29690
At a glance
Westminster Financial Advisory Corp is an SEC-registered investment adviser based in Beavercreek, Ohio, with $1.4 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 1,935 individual clients. By Form ADV it is a broker-dealer firm, ranked 151st of 391 broker-dealer firms and 4,532nd of 17,210 SEC-registered advisers by assets.
Main office 937-898-5010westminsterfinanical.comAs filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among broker-dealer firms
- #151 of 391
- Rank among all SEC RIAs
- #4,532 of 17,210
- Rank in Ohio
- #92 of 403
- Individual clients
- 1,935
- High-net-worth clients
- 306
- Accounts
- 3,337
- Discretionary
- 100% of AUM
- Employees
- 43
- Advisory staff
- 41
- Offices
- 21
Owners and executives on its Form ADV
- Lawrence M. BrazieCEO
- Jessica M. TrunckChief Compliance Officer
- Morgan P. BraziePresident
Custody and brokerage
Broker-dealer
Hybrid RIA
Westminster Financial Advisory Corp is a hybrid RIA: 41 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Westminster Financial Securities, Inc..
- Westminster Financial Securities, Inc. ↗CRD 20677
An introducing broker-dealer: its trades clear through National Financial Services (Fidelity), which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names Westminster Financial Securities as the broker-dealer its advisers are registered with.
Investment Advisor Representatives of Westminster Financial Advisory Corporation may also be a Registered Representatives of Westminster Financial Securities, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 306 | $799M | 59% |
| Individuals | 1,629 | $420M | 31% |
| Corporations or other businesses | 22 | $103M | 8% |
| Pension and profit sharing plans | 72 | $39M | 3% |
Disciplinary disclosures
Westminster Financial Advisory Corp answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
- Commissions
Form ADV and brochures on the SEC’s adviser search ↗westminsterfinanical.com ↗
AtlasMembers
The full record on Westminster Financial Advisory Corp
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 118 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Westminster Financial Advisory Corp manage?
Westminster Financial Advisory Corp reports $1.4 billion in regulatory assets under management across 3,337 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Westminster Financial Advisory Corp?
Westminster Financial Advisory Corp is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Westminster Financial Advisory Corp’s clients?
By assets, its largest client types are high-net-worth individuals ($799 million, 306 clients); individuals ($420 million, 1,629 clients); corporations or other businesses ($103 million, 22 clients).
Does Westminster Financial Advisory Corp have any disciplinary history?
Westminster Financial Advisory Corp answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Westminster Financial Advisory Corp’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →