CEO · Westminster Financial Advisory Corp
Lawrence M. Brazie
CRD 857097 · Named on Form ADV at one SEC-registered adviser
At a glance
Westminster Financial Advisory Corp, an SEC-registered broker-dealer firm based in Beavercreek, OH with $1.4 billion in regulatory assets, lists Lawrence M. Brazie on its Form ADV as CEO, a control person.
Firms and roles
- Westminster Financial Advisory CorpCEOBroker-dealer firm · Beavercreek, OH · $1.4B in regulatory assets
AtlasMembers
Lawrence’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Jessica M. TrunckChief Compliance Officer, Westminster Financial Advisory Corp
- Morgan P. BraziePresident, Westminster Financial Advisory Corp
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Lawrence’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.