Asset manager · New York, NY
Academy Asset Management
Academy Asset Management, LLC · SEC-registered investment adviser · CRD 319774 · SEC 801-125719
At a glance
Academy Asset Management is an SEC-registered investment adviser based in New York, New York, with $1.3 billion in regulatory assets under management as of its Form ADV filed February 10, 2026. Its largest client group by assets is state or municipal government entities. By Form ADV it is a asset manager, ranked 1,235th of 3,218 asset managers and 4,665th of 17,210 SEC-registered advisers by assets.
Main office 646-341-6869academyassetmanagement.comAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among asset managers
- #1,235 of 3,218
- Rank among all SEC RIAs
- #4,665 of 17,210
- Rank in New York
- #1,046 of 2,591
- Clients
- 10
- Accounts
- 14
- Discretionary
- 100% of AUM
- Employees
- 13
- Advisory staff
- 3
- Offices
- 3
Owners and executives on its Form ADV
- Ronald C. MimsChief Executive Officer; Direct Owner
- Anthony R GrahamPresident, Chief Financial Officer; Direct Owner
- Michael B. BoydChief Compliance Officer
- Phil J. McConkeyDirect Owner
- Spencer H. WilcoxDirect Owner
Custody and brokerage
Broker-dealer
Hybrid RIA
Academy Asset Management is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Academy Securities, Inc..
- Academy Securities, Inc. ↗CRD 17433
An introducing broker-dealer: its trades clear through Pershing, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| State or municipal government entities | – | $787M | 61% |
| Corporations or other businesses | 9 | $409M | 32% |
| Investment companies | 1 | $88M | 7% |
| Charitable organizations | – | $4M | <1% |
Disciplinary disclosures
Academy Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗academyassetmanagement.com ↗
AtlasMembers
The full record on Academy Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 967 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Academy Asset Management manage?
Academy Asset Management reports $1.3 billion in regulatory assets under management across 14 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 10, 2026.
What kind of firm is Academy Asset Management?
Academy Asset Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Academy Asset Management’s clients?
By assets, its largest client types are state or municipal government entities ($787 million); corporations or other businesses ($409 million, 9 clients); investment companies ($88 million, 1 clients).
Does Academy Asset Management have any disciplinary history?
Academy Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Academy Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-10), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →