Asset manager · Boston, MA
Weatherbie Capital, LLC
SEC-registered investment adviser · CRD 105991 · SEC 801-50672
At a glance
Weatherbie Capital, LLC is an SEC-registered investment adviser based in Boston, Massachusetts, with $1.3 billion in regulatory assets under management as of its Form ADV filed June 18, 2026. Its largest client group by assets is investment companies, and it reports 63 individual clients. By Form ADV it is a asset manager, ranked 1,223rd of 3,218 asset managers and 4,570th of 17,210 SEC-registered advisers by assets.
Main office 617-951-2550alger.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among asset managers
- #1,223 of 3,218
- Rank among all SEC RIAs
- #4,570 of 17,210
- Rank in Massachusetts
- #259 of 627
- Individual clients
- 63
- High-net-worth clients
- 1
- Accounts
- 80
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 7
- Offices
- 2
Owners and executives on its Form ADV
- Elizabeth A. FlandersChief Compliance Officer
- Daniel C. ChungChief Executive Officer and President
- Robert L. KincelChief Financial Officer, Treasurer
- Hal LiebesChief Operating Officer, Secretary
- Tina PayneAssistant Secretary
Custody and brokerage
Broker-dealer
Hybrid RIA
Weatherbie Capital, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Alger Management, (singapore) PTE. LTD., Alger Management, LTD and Fred Alger & Company, LLC.
- Alger Management, (singapore) PTE. LTD.
- Alger Management, LTD
- Fred Alger & Company, LLC ↗CRD 5300
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 4 | $506M | 38% |
| State or municipal government entities | 2 | $268M | 20% |
| Pooled investment vehicles | 5 | $195M | 15% |
| Pension and profit sharing plans | 1 | $171M | 13% |
| Charitable organizations | 4 | $139M | 10% |
| Insurance companies | 1 | $39M | 3% |
| Individuals | 62 | $16M | 1% |
| High-net-worth individuals | 1 | $9M | <1% |
Private funds
Weatherbie Capital, LLC reports 2 private funds with $171M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Weatherbie Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗alger.com ↗
AtlasMembers
The full record on Weatherbie Capital, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 961 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Weatherbie Capital, LLC manage?
Weatherbie Capital, LLC reports $1.3 billion in regulatory assets under management across 80 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 18, 2026.
What kind of firm is Weatherbie Capital, LLC?
Weatherbie Capital, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Weatherbie Capital, LLC’s clients?
By assets, its largest client types are investment companies ($506 million, 4 clients); state or municipal government entities ($268 million, 2 clients); pooled investment vehicles ($195 million, 5 clients).
Does Weatherbie Capital, LLC manage private funds?
Yes. It reports 2 private funds with $171 million in gross assets, including hedge funds.
Does Weatherbie Capital, LLC have any disciplinary history?
Weatherbie Capital, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Weatherbie Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-18), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →