Broker-dealer firm · Greensburg, PA
Trustmont Advisory Group, Inc.
SEC-registered investment adviser · CRD 106015 · SEC 801-30694
At a glance
Trustmont Advisory Group, Inc. is an SEC-registered investment adviser based in Greensburg, Pennsylvania, with $1.4 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is individuals, and it reports 4,322 individual clients. By Form ADV it is a broker-dealer firm, ranked 148th of 391 broker-dealer firms and 4,462nd of 17,210 SEC-registered advisers by assets.
Main office 724-468-5665trustmontgroup.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.4B
- Rank among broker-dealer firms
- #148 of 391
- Rank among all SEC RIAs
- #4,462 of 17,210
- Rank in Pennsylvania
- #162 of 564
- Individual clients
- 4,322
- High-net-worth clients
- 261
- Accounts
- 6,348
- Discretionary
- 100% of AUM
- Employees
- 61
- Advisory staff
- 60
- Offices
- 47
Owners and executives on its Form ADV
- Peter D. DochinezOwner
- Laura J. Abbott DecarolisOwner/registered Representative
- George P. HebertOwner
- Anthony C. HladekPresident
- Mary L. HixenbaughChief Compliance Officer
- James D. AultOwner/registered Representative
- Donald J. BarzakOwner/registered Representative
- Lacey M DochinezDirector
Custody and brokerage
Custodian
Trustmont Advisory Group, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Trustmont Advisory Group, Inc. is a hybrid RIA: 59 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Trustmont Financial Group, Inc..
- Trustmont Financial Group, Inc. ↗CRD 18312
An introducing broker-dealer: its trades clear through RBC Capital Markets, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed March 2026) names Trustmont Financial Group as the broker-dealer its advisers are registered with.
Item 10 - Other Financial Industry Activities and Affiliations Many of our advisers are also registered representatives of Trustmont Financial Group, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 4,061 | $890M | 64% |
| High-net-worth individuals | 261 | $506M | 36% |
Disciplinary disclosures
Trustmont Advisory Group, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗trustmontgroup.com ↗
AtlasMembers
The full record on Trustmont Advisory Group, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 120 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Trustmont Advisory Group, Inc. manage?
Trustmont Advisory Group, Inc. reports $1.4 billion in regulatory assets under management across 6,348 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Trustmont Advisory Group, Inc.?
Trustmont Advisory Group, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Trustmont Advisory Group, Inc.’s clients?
By assets, its largest client types are individuals ($890 million, 4,061 clients); high-net-worth individuals ($506 million, 261 clients).
Does Trustmont Advisory Group, Inc. have any disciplinary history?
Trustmont Advisory Group, Inc. answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Trustmont Advisory Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →