Free from Atlas · SEC filings as of October 1, 2026
The RIA database
Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics
- Registered RIAs
- 17,210
- Regulatory AUM
- $177.9T
- Use more than one custodian
- 4,024
- Hybrid
- 3,733
Where their clients’ assets sit. Select a custodian to filter the list.
Filters1
Every investment adviser registered with the SEC, from its latest Form ADV. Advisers registered only with a state aren’t in the SEC’s data. For news on a firm, see Firms we cover; each firm we report on links to its record here.
2,436 firms manage $136.7 trillionaffiliated broker-dealer
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- 3978KBS Capital Advisors, LLCPrivate fund adviserHybridKBS Capital Markets Group LLCNo custodian reported$1.7B
- 3979Liontree Investment Management, LLCPrivate fund adviserHybridLiontree Advisors LLC, Liontree Advisors UK LLPNo custodian reported$1.7B
- 3983Rothschild Wealth LLCWealth managerHybridRothschild Investment LLC$1.7B
- 3991Advisors Preferred LLCAsset managerHybridCeros Financial Services, Inc., clears through National Financial Services (Fidelity), Axos ClearingNo custodian reported$1.7B
- 4002Patton Albertson Miller Group, LLCWealth managerAffiliated broker-dealer$1.7B
- 4018Cannon Financial Strategists, Inc.Wealth managerHybridCannon Securities, Inc.$1.7B
- 4024Island Investment Management LLCPrivate fund adviserHybridAnubis Securities LLCNo custodian reported$1.7B
- 4027KBI Global Investors (north America) LTDAsset managerHybrid$1.7B
- 4029Northern Trust Securities, IncBroker-dealer firmHybrid$1.7B
- 4033Pickering Energy Partners LPPrivate fund adviserHybridPEP Advisory LLC$1.7B
- 4036Hermes GPE (USA) IncAsset managerAffiliated broker-dealerFederated Securities Corp.No custodian reported$1.7B
- 4039Compass Group LLCAsset managerHybridCG Compass (USA) LLC, clears through Pershing$1.7B
- 4045Bain Capital Partnership Strategies, LPPrivate fund adviserAffiliated broker-dealerBain Capital Markets, LLCNo custodian reported$1.7B
- 4047Martin & Company Investment CounselAsset managerAffiliated broker-dealerFirst Horizon Advisors, Inc., First Horizon Bank, clears through National Financial Services (Fidelity)$1.7B
- 4057Scarborough Capital ManagementWealth managerHybrid$1.6B
- 4059ARS Wealth AdvisorsWealth managerAffiliated broker-dealer$1.6B
- 4062Willow WealthPrivate fund adviserHybridWillow Wealth Markets LLCNo custodian reported$1.6B
- 4064USA Financial ExchangeWealth managerHybridSaybrus Equity Services, LLC, Trinity Wealth Securities, L.L.C.$1.6B
- 4071Rodgers & AssociatesWealth managerAffiliated broker-dealerKestra Investment Services, LLC$1.6B
- 4075FS Fund Advisor, LLCAsset managerHybridFS Investment Solutions, LLCNo custodian reported$1.6B
- 4078Third Avenue Management LLCAsset managerHybrid$1.6B
- 4084The Nemes Rush Group, LLCWealth managerWrap sponsorHybrid$1.6B
- 4086ISC Advisors, Inc.Asset managerHybridInstitutional Securities Corporation$1.6B
- 4100Momentum Independent Network Inc.Broker-dealer firmHybridHilltop Securities Inc.No custodian reported$1.6B
- 4105Buchanan Street Partners, L.P.Private fund adviserAffiliated broker-dealerTCW Funds Distributors LLCNo custodian reported$1.6B
- 4117Alta Capital Management LLCWealth managerBank-affiliatedAffiliated broker-dealer$1.6B
- 4119Tribridge Partners Financial LLCAsset managerHybridMMA Securities LLC$1.6B
- 4120Blue Owl Alternative Credit Advisors II LLCAsset managerHybridBlue Owl Securities LLCNo custodian reported$1.6B
- 4125Consolidated Portfolio Review CorpWealth managerHybridImpactu.investments, LLC, Vanderbilt Securities, LLC, clears through National Financial Services (Fidelity)No custodian reported$1.6B
- 4127Rollins Financial Advisors, LLCWealth managerAffiliated broker-dealer$1.6B
- 4136Duration Asset Management, LLCPrivate fund adviserHybridSmith Capital Markets, LLC.$1.6B
- 4139Kavar Capital PartnersWealth managerAffiliated broker-dealer$1.6B
- 4141Credicorp Capital Advisors LLCAsset managerHybridCredicorp Capital LLC, Prima AFP$1.6B
- 4149Dundee Maestro Management, LPPrivate fund adviserAffiliated broker-dealerCrescendo Markets LLCNo custodian reported$1.6B
- 4202CNL Strategic Capital Management, LLCAsset managerHybridCNL Securities Corp.$1.5B
- 4204Independent Solutions Wealth Management, LLCWealth managerHybrid$1.5B
- 4205Strategic Wealth GroupWealth managerHybridLPL Financial LLC$1.5B
- 4210Benefit Financial Services GroupWealth managerAffiliated broker-dealer$1.5B
- 4211Ancora Retirement Plan Advisors, LLCAsset managerHybridInverness Securities, LLCNo custodian reported$1.5B
- 4214Equitable Investment Management, LLCAsset managerHybridAlliancebernstein Investments, Inc., Bernstein Institutional Services LLCNo custodian reported$1.5B
RIAs by state
- Alabama92
- Alaska9
- Arizona212
- Arkansas57
- California1,873
- Colorado359
- Connecticut507
- Delaware39
- District of Columbia59
- Florida1,090
- Georgia331
- Hawaii20
- Idaho54
- Illinois684
- Indiana146
- Iowa91
- Kansas134
- Kentucky85
- Louisiana82
- Maine32
- Maryland227
- Massachusetts627
- Michigan305
- Minnesota276
- Mississippi34
- Missouri196
- Montana24
- Nebraska71
- Nevada77
- New Hampshire78
- New Jersey392
- New Mexico25
- New York2,591
- North Carolina288
- North Dakota9
- Ohio403
- Oklahoma84
- Oregon156
- Pennsylvania564
- PR49
- Rhode Island49
- South Carolina116
- South Dakota14
- Tennessee227
- Texas1,081
- Utah151
- Vermont33
- VI2
- Virginia300
- Washington271
- West Virginia12
- Wisconsin195
- Wyoming25