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Est. 2026The front page of wealth managementNew York

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RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 3553
    Elequin Capital, LPNew York, NY · 4 clientsPrivate fund adviserHybridElequin Execution Services, LLC, Elequin Securities LLC
    No custodian reported
    $2.1B
  2. 3555
    M.D. Sass, LLCNew York, NY · 83 clientsAsset managerHybridM.D. Sass Securities, L.L.C.
    State Street 51%Northern Trust 49%
    $2.1B
  3. 3563
    Madison Avenue Solutions, LLCChicago, IL · 29 clientsAsset managerHybridHightower Securities, LLC, clears through National Financial Services (Fidelity), Pershing, J.P. Morgan
    No custodian reported
    $2.1B
  4. 3568
    Churchill DLC Advisor LLCNew York, NY · 1 clientsAsset managerHybridNuveen Securities, LLC
    No custodian reported
    $2.1B
  5. 3575
    Carson Group InvestingOmaha, NEAsset managerHybridCarson Group Brokerage, LLC, Northwest Capital Management Inc
    Schwab 69%Fidelity 31%
    $2.0B
  6. 3577
    Sofi Wealth LLCSan Francisco, CA · 254,020 clientsWealth managerBank-affiliatedHybridSofi Securities (hong Kong) Limited, Sofi Securities LLC, clears through Apex Clearing
    Apex Fintech 100%
    $2.0B
  7. 3588
    JLC InfrastructureNew York, NY · 6 clientsPrivate fund adviserHybridLoop Capital Markets LLC
    No custodian reported
    $2.0B
  8. 3593
    Callodine Capital ManagementBoston, MA · 15 clientsPrivate fund adviserHybridManning & Napier Investor Services, Inc.
    Jefferies 85%
    $2.0B
  9. 3595
    Provise Management Group, LLCClearwater, FL · 1,190 clientsWealth managerHybridKestra Investment Services, LLC
    Schwab 100%
    $2.0B
  10. 3598
    Washington Crossing Advisors LLCMorristown, NJ · 3,257 clientsWealth managerBank-affiliatedHybridKeefe, Bruyette & Woods, Inc., Stifel Europe AG, clears through Stifel
    Stifel, Nicolaus & Company, Incorporated 100%
    $2.0B
  11. 3612
    Madison Avenue Securities, LLCSan Diego, CA · 14,099 clientsBroker-dealer firmHybridAE Financial Services, LLC, clears through National Financial Services (Fidelity)
    Pershing 100%
    $2.0B
  12. 3641
    Avendus Wealth Management Private LimitedMumbai, India · 546 clientsBroker-dealer firmAffiliated broker-dealerAvendus Capital, Inc., Avendus PTE. LTD.
    Hdfc Bank LTD 100%
    $2.0B
  13. 3643
    TIG Advisors LLCNew York, NY · 12 clientsPrivate fund adviserAffiliated broker-dealerAlti Strategic Advisory (UK) Limited
    No custodian reported
    $2.0B
  14. 3646
    Raymond James (USA) LTDVancouver, Canada · 4,864 clientsBroker-dealer firmHybridCarillon Fund Distributors, Inc., Cebile Capital LLC
    No custodian reported
    $2.0B
  15. 3653
    Mount Logan ManagementNew York, NY · 12 clientsAsset managerHybridBC Partners Securities LLC
    State Street 60%BNY 27%
    $2.0B
  16. 3668
    The Fiduciary GroupSavannah, GA · 702 clientsWealth managerAffiliated broker-dealer
    Schwab 84%
    $2.0B
  17. 3670
    Shapiro Capital Management LLCAtlanta, GA · 393 clientsAsset managerAffiliated broker-dealerResolute Investment Distributors, Inc.
    Goldman Sachs 51%Schwab 28%
    $2.0B
  18. 3681
    Guidestone AdvisorsDallas, TX · 2,089 clientsWealth managerHybridGuidestone Financial Services
    Guidestone 80%
    $2.0B
  19. 3683
    Ceres Partners, LLCSouth Bend, IN · 5 clientsPrivate fund adviserHybridCeres Securities, LLC, Wisdomtree Securities, Inc.
    No custodian reported
    $2.0B
  20. 3691
    Bulltick Wealth Management, LLCMiami, FL · 315 clientsWealth managerHybridBulltick, LLC, clears through Pershing
    Pershing 78%J.P. Morgan 22%
    $1.9B
  21. 3693
    Financial Security Advisory IncVirginia Beach, VA · 3,393 clientsWealth managerHybridFinancial Security Management, Incorporated
    No custodian reported
    $1.9B
  22. 3697
    Sisung Investment Management Services LLCMetairie, LA · 13 clientsAsset managerHybridSisung Securities Corporation, clears through Pershing
    No custodian reported
    $1.9B
  23. 3699
    Clarity Investment Management Inc.Vancouver, Canada · 140 clientsPrivate fund adviserHybridHiive Markets Limited
    No custodian reported
    $1.9B
  24. 3705
    Penn Capital Management Company, LLCPhiladelphia, PA · 631 clientsAsset managerAffiliated broker-dealerLiquidity Apac PTE LTD, Liquidity Finance (difc) Limited
    J.P. Morgan 65%BNY 35%
    $1.9B
  25. 3708
    Lument Investment Management, LLCNew York, NY · 1 clientsPrivate fund adviserHybridHilco Corporate Finance, LLC, Lument Securities, LLC, clears through Pershing
    No custodian reported
    $1.9B
  26. 3710
    Cfo4lifeCoppell, TX · 1,015 clientsWealth managerHybrid
    Schwab 77%Fidelity 23%
    $1.9B
  27. 3711
    FS Specialty Lending Advisor, LLCPhiladelphia, PA · 1 clientsAsset managerHybridFS Investment Solutions, LLC
    No custodian reported
    $1.9B
  28. 3713
    Nexpoint Real Estate Advisors VII, L.P.Dallas, TX · 2 clientsPrivate fund adviserAffiliated broker-dealerNexadvisors, LLC, Nexpoint Securities, Inc.
    No custodian reported
    $1.9B
  29. 3716
    Fourthought Financial Partners, LLC.Venice, FL · 1,002 clientsWealth managerAffiliated broker-dealer
    Fidelity 100%
    $1.9B
  30. 3722
    Tspi, LPNew York, NY · 4 clientsPrivate fund adviserAffiliated broker-dealerTwo Sigma Execution Services, LLC, Two Sigma Securities UK Limited
    No custodian reported
    $1.9B
  31. 3729
    SHP Wealth Management, LLCPlymouth, MA · 2,364 clientsWealth managerAffiliated broker-dealerKestra Investment Services, LLC
    Fidelity 100%
    $1.9B
  32. 3730
    Skybridge Capital II, LLCNew York, NY · 18 clientsAsset managerHybridHastings Capital Group, LLC
    No custodian reported
    $1.9B
  33. 3739
    Prep Investment Advisers, L.L.C.Chicago, IL · 5 clientsPrivate fund adviserHybridConning Asia Pacific Limited (hong Kong), Conning Asset Management LTD. (UK)
    No custodian reported
    $1.9B
  34. 3743
    Pembroke Management LTD.Montreal, Quebec, Canada · 173 clientsPrivate fund adviserAffiliated broker-dealerPembroke Private Wealth Management LTD (formerly GBC Asset Management Inc.)
    State Street 100%
    $1.9B
  35. 3744
    Mora Capital Management, LLCMiami, FL · 685 clientsWealth managerBank-affiliatedHybridMora Capital Securities LLC, Tressis Sociedad De Valores, S.A., clears through Pershing
    Pershing 64%UBS 36%
    $1.9B
  36. 3749
    Tributary Capital Management, LLCOmaha, NE · 271 clientsAsset managerHybridNorthland Securities, Inc.
    First National Bank of Omaha 73%Schwab 27%
    $1.9B
  37. 3750
    DWS Investments Australia LimitedSydney, Australia · 52 clientsPrivate fund adviserAffiliated broker-dealerDeutsche Bank AG
    State Street 100%
    $1.9B
  38. 3757
    Avenue Asia Capital Management, L.P.New York City, NY · 13 clientsPrivate fund adviserAffiliated broker-dealerAmroc Investments, LLC
    No custodian reported
    $1.9B
  39. 3768
    Eton AdvisorsChapel Hill, NC · 143 clientsAsset managerAffiliated broker-dealer
    Schwab 54%BNY 46%
    $1.9B
  40. 3770
    Liberty Street Advisors, Inc.New York, NY · 6 clientsAsset managerHybridHRC Fund Associates, LLC
    No custodian reported
    $1.9B

RIAs by state