Asset manager · Omaha, NE
Tributary Capital Management, LLC
SEC-registered investment adviser · CRD 112528 · SEC 801-60282
At a glance
Tributary Capital Management, LLC is an SEC-registered investment adviser based in Omaha, Nebraska, with $1.9 billion in regulatory assets under management as of its Form ADV filed April 27, 2026. Its largest client group by assets is investment companies, and it reports 246 individual clients. By Form ADV it is a asset manager, ranked 1,074th of 3,218 asset managers and 3,749th of 17,210 SEC-registered advisers by assets.
Main office 877-458-0021tributarycapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.9B
- Rank among asset managers
- #1,074 of 3,218
- Rank among all SEC RIAs
- #3,749 of 17,210
- Rank in Nebraska
- #19 of 71
- Individual clients
- 246
- High-net-worth clients
- 236
- Accounts
- 840
- Discretionary
- 100% of AUM
- Employees
- 19
- Advisory staff
- 13
- Offices
- 3
Owners and executives on its Form ADV
- Mark A. WynegarPresident
- Elizabeth G NelsonChief Compliance Officer
Custody and brokerage
2 custodians
- First National Bank of OmahaAffiliate of the firm$345M73%
- Charles Schwab$128M27%
Other RIAs using First National Bank of OmahaOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Tributary Capital Management, LLC is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Northland Securities, Inc..
- Northland Securities, Inc. ↗CRD 40258
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $1.1B | 58% |
| Banking or thrift institutions | – | $400M | 21% |
| Other investment advisers | – | $146M | 8% |
| High-net-worth individuals | 236 | $105M | 6% |
| Charitable organizations | 8 | $72M | 4% |
| Corporations or other businesses | 16 | $41M | 2% |
| Pension and profit sharing plans | – | $23M | 1% |
| Individuals | 10 | $2M | <1% |
Disciplinary disclosures
Tributary Capital Management, LLC answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗tributarycapital.com ↗
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The full record on Tributary Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 921 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Tributary Capital Management, LLC manage?
Tributary Capital Management, LLC reports $1.9 billion in regulatory assets under management across 840 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 27, 2026.
What kind of firm is Tributary Capital Management, LLC?
Tributary Capital Management, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons.
Who are Tributary Capital Management, LLC’s clients?
By assets, its largest client types are investment companies ($1.1 billion, 1 clients); banking or thrift institutions ($400 million); other investment advisers ($146 million).
Does Tributary Capital Management, LLC have any disciplinary history?
Tributary Capital Management, LLC answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Tributary Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →