Asset manager · New York, NY
Liberty Street Advisors, Inc.
SEC-registered investment adviser · CRD 142949 · SEC 801-67698
At a glance
Liberty Street Advisors, Inc. is an SEC-registered investment adviser based in New York, New York, with $1.9 billion in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 1,082nd of 3,218 asset managers and 3,770th of 17,210 SEC-registered advisers by assets.
Main office 212-240-9721libertystreetfunds.comAs filed on Form ADV
- Regulatory AUM
- $1.9B
- Rank among asset managers
- #1,082 of 3,218
- Rank among all SEC RIAs
- #3,770 of 17,210
- Rank in New York
- #887 of 2,591
- Clients
- 6
- Accounts
- 6
- Discretionary
- 100% of AUM
- Employees
- 19
- Advisory staff
- 13
- Offices
- 2
Owners and executives on its Form ADV
- Timothy W. ReickChief Executive Officer
- Raymond A. HillShareholder
- Victor J. FontanaPresident
- Andrew P. NowackChief Compliance Officer, General Counsel
- Scott D. DanielsChief Financial Officer, Treasurer
- Victor J FontanaSenior Vice President, Chief Operating Officer
Custody and brokerage
Custodian
Liberty Street Advisors, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Liberty Street Advisors, Inc. is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: HRC Fund Associates, LLC.
- HRC Fund Associates, LLC ↗CRD 142846
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 5 | $1.7B | 90% |
| Pooled investment vehicles | 1 | $186M | 10% |
Disciplinary disclosures
Liberty Street Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗libertystreetfunds.com ↗
AtlasMembers
The full record on Liberty Street Advisors, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 924 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Liberty Street Advisors, Inc. manage?
Liberty Street Advisors, Inc. reports $1.9 billion in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 27, 2026.
What kind of firm is Liberty Street Advisors, Inc.?
Liberty Street Advisors, Inc. is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Liberty Street Advisors, Inc.’s clients?
By assets, its largest client types are investment companies ($1.7 billion, 5 clients); pooled investment vehicles ($186 million, 1 clients).
Does Liberty Street Advisors, Inc. have any disciplinary history?
Liberty Street Advisors, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Liberty Street Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →