Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Pawtaucket, RI
Every SEC-registered investment adviser representative at a firm office in Pawtaucket, with the firms that employ the most of them.
1 registered advisors work in Pawtaucket; the most are at Commonwealth Financial Network (1). 0 list the CFP designation and 1 are also registered broker representatives.
Firms with the most advisors in Pawtaucket
| Firm | Advisors in Pawtaucket |
|---|---|
| Commonwealth Financial Network news | 1 |
Advisors in Pawtaucket, A to Z
Search all of Rhode Island →- Barbara J. RichCommonwealth Financial Network
Other cities in Rhode Island
All of Rhode Island →Providence 451Warwick 195Riverside 186Johnston 149Cranston 117Smithfield 69Newport 58West Warwick 42East Providence 41Cumberland 31East Greenwich 31Westerly 31Middletown 30North Kingstown 30Lincoln 29Wakefield 28Portsmouth 20Barrington 19North Providence 16Pawtucket 16Coventry 14Bristol 13South Kingstown 13Narragansett 10
Questions
How many financial advisors are in Pawtaucket, RI?
1 investment adviser representatives are registered at firm offices in Pawtaucket, Rhode Island, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Pawtaucket?
Commonwealth Financial Network, with 1 registered advisors in Pawtaucket.
How do I check a financial advisor in Pawtaucket?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.