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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Stokesdale, NC

Every SEC-registered investment adviser representative at a firm office in Stokesdale, with the firms that employ the most of them.

The short answer

2 registered advisors work in Stokesdale; the most are at LPL Financial LLC (1). 0 list the CFP designation and 2 are also registered broker representatives.

Firms with the most advisors in Stokesdale

FirmAdvisors in Stokesdale
LPL Financial LLC news1
Thrivent Investment Management Inc.1

Advisors in Stokesdale, A to Z

Search all of North Carolina →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Stokesdale, NC?

2 investment adviser representatives are registered at firm offices in Stokesdale, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Stokesdale?

LPL Financial LLC, with 1 registered advisors in Stokesdale, followed by Thrivent Investment Management Inc. with 1.

How do I check a financial advisor in Stokesdale?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.