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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Smithfield, NC

Every SEC-registered investment adviser representative at a firm office in Smithfield, with the firms that employ the most of them.

13 registered advisors work in Smithfield; the most are at Edward Jones (5). 0 list the CFP designation and 12 are also registered broker representatives.

Firms with the most advisors in Smithfield

FirmAdvisors in Smithfield
Edward Jones news5
LPL Financial LLC news3
Credit Union Investment Services1
Equitable Advisors, LLC news1
Raymond James & Associates, Inc. news1
Thrivent Investment Management Inc.1
Wealth More Enterprise, Inc.1

Advisors in Smithfield, A to Z

Search all of North Carolina →

Other cities in North Carolina

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Charlotte 4,555Raleigh 1,807Greensboro 559Durham 479Wilmington 441Cary 301Chapel Hill 291Asheville 276Winston Salem 257Winston-Salem 254Huntersville 209Cornelius 181Greenville 124Mooresville 117Hickory 103Fayetteville 99Matthews 97Concord 94High Point 90Apex 76Hendersonville 69New Bern 63Burlington 62Wake Forest 61

Questions

How many financial advisors are in Smithfield, NC?

13 investment adviser representatives are registered at firm offices in Smithfield, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Smithfield?

Edward Jones, with 5 registered advisors in Smithfield, followed by LPL Financial LLC with 3.

How do I check a financial advisor in Smithfield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.