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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Ste 400, NY

Every SEC-registered investment adviser representative at a firm office in Ste 400, with the firms that employ the most of them.

The short answer

1 registered advisors work in Ste 400; the most are at Cetera Investment Advisers LLC (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Ste 400

FirmAdvisors in Ste 400
Cetera Investment Advisers LLC news1

Advisors in Ste 400, A to Z

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Other cities in New York

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New York 16,682Melville 1,306Rochester 1,007Garden City 827Purchase 772Brooklyn 626Williamsville 510Albany 444Syracuse 443Pittsford 382Buffalo 376Hauppauge 346White Plains 323Cohoes 298Saratoga Springs 269Jericho 261Staten Island 257Latham 252Woodbury 239Amherst 237New York City 211Tarrytown 164Poughkeepsie 143Great Neck 141

Questions

How many financial advisors are in Ste 400, NY?

1 investment adviser representatives are registered at firm offices in Ste 400, New York, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Ste 400?

Cetera Investment Advisers LLC, with 1 registered advisors in Ste 400.

How do I check a financial advisor in Ste 400?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.