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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Sleep Hollow, NY

Every SEC-registered investment adviser representative at a firm office in Sleep Hollow, with the firms that employ the most of them.

The short answer

1 registered advisors work in Sleep Hollow; the most are at Citigroup Global Markets Inc. (1). 0 list the CFP designation and 1 are also registered broker representatives.

Firms with the most advisors in Sleep Hollow

FirmAdvisors in Sleep Hollow
Citigroup Global Markets Inc. news1

Advisors in Sleep Hollow, A to Z

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Other cities in New York

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New York 16,964Melville 1,323Rochester 1,007Garden City 838Purchase 796Brooklyn 626Williamsville 514Syracuse 464Albany 433Buffalo 394Pittsford 391Hauppauge 357White Plains 338Cohoes 306Saratoga Springs 269Jericho 267Amherst 259Latham 256Staten Island 248Woodbury 245New York City 215Tarrytown 162Poughkeepsie 146Great Neck 135

Questions

How many financial advisors are in Sleep Hollow, NY?

1 investment adviser representatives are registered at firm offices in Sleep Hollow, New York, according to the SEC's Investment Adviser Public Disclosure records. 1 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Sleep Hollow?

Citigroup Global Markets Inc., with 1 registered advisors in Sleep Hollow.

How do I check a financial advisor in Sleep Hollow?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.