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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rego Park, NY

Every SEC-registered investment adviser representative at a firm office in Rego Park, with the firms that employ the most of them.

23 registered advisors work in Rego Park; the most are at Pfs Investments Inc. (9). 0 list the CFP designation and 21 are also registered broker representatives.

Firms with the most advisors in Rego Park

FirmAdvisors in Rego Park
Pfs Investments Inc.9
Eagle Strategies LLC5
J.P. Morgan Securities LLC news2
Ameriprise Financial Services, LLC news1
Citigroup Global Markets Inc. news1
Morgan Stanley news1
Private Advisor Group, LLC1
Prudent Investment Advisors, Inc.1
Stone Capital Partners, LLC1
Td Private Client Wealth LLC1

Advisors in Rego Park, A to Z

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Other cities in New York

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New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Rego Park, NY?

23 investment adviser representatives are registered at firm offices in Rego Park, New York, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Rego Park?

Pfs Investments Inc., with 9 registered advisors in Rego Park, followed by Eagle Strategies LLC with 5.

How do I check a financial advisor in Rego Park?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.