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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Pleasantville, NY

Every SEC-registered investment adviser representative at a firm office in Pleasantville, with the firms that employ the most of them.

The short answer

20 registered advisors work in Pleasantville; the most are at Ameriprise Financial Services, LLC (6). 2 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in Pleasantville

FirmAdvisors in Pleasantville
Ameriprise Financial Services, LLC news6
Cetera Investment Advisers LLC news3
Cambridge Investment Research Advisors, Inc. news2
Commonwealth Financial Network news2
J.P. Morgan Securities LLC news2
State Farm Investment Management Corp.2
Advisory Services Network1
Equitable Advisors, LLC news1
Strategic Advisers LLC1

Advisors in Pleasantville, A to Z

CFP advisors in Pleasantville →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Pleasantville, NY?

20 investment adviser representatives are registered at firm offices in Pleasantville, New York, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Pleasantville?

Ameriprise Financial Services, LLC, with 6 registered advisors in Pleasantville, followed by Cetera Investment Advisers LLC with 3.

How do I check a financial advisor in Pleasantville?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.