Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Niagara Falls, NY
Every SEC-registered investment adviser representative at a firm office in Niagara Falls, with the firms that employ the most of them.
23 registered advisors work in Niagara Falls; the most are at LPL Financial LLC (13). 1 list the CFP designation and 21 are also registered broker representatives.
Firms with the most advisors in Niagara Falls
| Firm | Advisors in Niagara Falls |
|---|---|
| LPL Financial LLC news | 13 |
| Key Investment Services LLC | 4 |
| Fealty Group LLC | 2 |
| Edward Jones news | 1 |
| MML Investors Services, LLC | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 1 |
| State Farm Investment Management Corp. | 1 |
Advisors in Niagara Falls, A to Z
CFP advisors in Niagara Falls →- Daniel R. AikinKey Investment Services LLC
- Joseph A. BufalinoLPL Financial LLC
- Laura C. CapizziState Farm Investment Management Corp.
- Jean M. CataneseLPL Financial LLC
- Mark A. CataneseLPL Financial LLC
- Kelly L. DavisMML Investors Services, LLC
- David GarciaEdward Jones
- James G. GoupilLPL Financial LLC
- Curtis P. HendersonLPL Financial LLC · Chartered Financial Consultant
- Kevin S. HendersonLPL Financial LLC
- Michael LisLPL Financial LLC
- Christopher M. LopsLPL Financial LLC
- Jonathan LupoFealty Group LLC
- Christian P. MillerFealty Group LLC
- Katrina A. O'SullivanKey Investment Services LLC
- Aimee L. QualianaLPL Financial LLC
- Stephen M. Raglow-De FrancoLPL Financial LLC
- Lester J. Robinson IIILPL Financial LLC
- Debbie L. SawmaKey Investment Services LLC
- Bradley V. WesolowskiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christopher M. WoodsKey Investment Services LLC
- Edward F. Wright Jr.LPL Financial LLC · Certified Financial Planner
- Matthew J. WrightLPL Financial LLC
Other cities in New York
All of New York →New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124
Questions
How many financial advisors are in Niagara Falls, NY?
23 investment adviser representatives are registered at firm offices in Niagara Falls, New York, according to the SEC's Investment Adviser Public Disclosure records. 21 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Niagara Falls?
LPL Financial LLC, with 13 registered advisors in Niagara Falls, followed by Key Investment Services LLC with 4.
How do I check a financial advisor in Niagara Falls?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.