Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Croton On Hudson, NY
Every SEC-registered investment adviser representative at a firm office in Croton On Hudson, with the firms that employ the most of them.
6 registered advisors work in Croton On Hudson; the most are at J.P. Morgan Securities LLC (3). 0 list the CFP designation and 4 are also registered broker representatives.
Firms with the most advisors in Croton On Hudson
| Firm | Advisors in Croton On Hudson |
|---|---|
| J.P. Morgan Securities LLC news | 3 |
| Karagosian Financial Services, Inc. | 1 |
| Madison Money Management, Inc. | 1 |
| Npa Asset Management, LLC | 1 |
| Wells Fargo Clearing Services, LLC news | 1 |
Advisors in Croton On Hudson, A to Z
Search all of New York →- Joseph V. BencivengaMadison Money Management, Inc.
- Paul EshlemanJ.P. Morgan Securities LLC
- John L. LernerWells Fargo Clearing Services, LLC
- Richard J. Nappi Jr.J.P. Morgan Securities LLC
- Wanda Vasse KoernerJ.P. Morgan Securities LLC
- Seaver T. WangKaragosian Financial Services, Inc.
Other cities in New York
All of New York →New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124
Questions
How many financial advisors are in Croton On Hudson, NY?
6 investment adviser representatives are registered at firm offices in Croton On Hudson, New York, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Croton On Hudson?
J.P. Morgan Securities LLC, with 3 registered advisors in Croton On Hudson, followed by Karagosian Financial Services, Inc. with 1.
How do I check a financial advisor in Croton On Hudson?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.