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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Cooperstown, NY

Every SEC-registered investment adviser representative at a firm office in Cooperstown, with the firms that employ the most of them.

The short answer

4 registered advisors work in Cooperstown; the most are at Principal Securities, Inc. (3). 1 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Cooperstown

FirmAdvisors in Cooperstown
Principal Securities, Inc.3
Cambridge Investment Research Advisors, Inc. news1

Advisors in Cooperstown, A to Z

CFP advisors in Cooperstown →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Cooperstown, NY?

4 investment adviser representatives are registered at firm offices in Cooperstown, New York, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Cooperstown?

Principal Securities, Inc., with 3 registered advisors in Cooperstown, followed by Cambridge Investment Research Advisors, Inc. with 1.

How do I check a financial advisor in Cooperstown?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.