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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Waukee, IA

Every SEC-registered investment adviser representative at a firm office in Waukee, with the firms that employ the most of them.

20 registered advisors work in Waukee; the most are at Edward Jones (5). 0 list the CFP designation and 14 are also registered broker representatives.

Firms with the most advisors in Waukee

FirmAdvisors in Waukee
Edward Jones news5
Aim Advisors2
Actis Wealth Management1
Cetera Investment Advisers LLC news1
Integrity Wealth Management LLC1
Kestra Advisory Services, LLC news1
LPL Financial LLC news1
Omni Wealth Management1
Principal Advised Services1
State Farm Investment Management Corp.1
Steele Capital Management, Inc.1
U.S. Bancorp Advisors, LLC1
Victory Capital Management Inc.1
Voya Investment Management Co. LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Waukee, A to Z

Search all of Iowa →

Other cities in Iowa

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West Des Moines 812Cedar Rapids 441Des Moines 438Urbandale 252Dubuque 191Davenport 178Fairfield 122Bettendorf 116Clive 90Waterloo 79Hiawatha 76Cedar Falls 73Ankeny 72Iowa City 71Sioux City 65Johnston 59Ames 57Coralville 56Waverly 37Pella 35Clinton 32Mason City 31Spencer 29Decorah 27

Questions

How many financial advisors are in Waukee, IA?

20 investment adviser representatives are registered at firm offices in Waukee, Iowa, according to the SEC's Investment Adviser Public Disclosure records. 14 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Waukee?

Edward Jones, with 5 registered advisors in Waukee, followed by Aim Advisors with 2.

How do I check a financial advisor in Waukee?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.