Asset manager · New York, NY
Voya Investment Management Co. LLC
SEC-registered investment adviser · CRD 106494 · SEC 801-9046
At a glance
Voya Investment Management Co. LLC is an SEC-registered investment adviser based in New York, New York, with $274.9 billion in regulatory assets under management as of its Form ADV filed September 29, 2026. Its largest client group by assets is other investment advisers, and it reports 40 individual clients. By Form ADV it is a asset manager, ranked 60th of 3,218 asset managers and 93rd of 17,210 SEC-registered advisers by assets.
Main office 212-309-8200investments.voya.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $275B
- Rank among asset managers
- #60 of 3,218
- Rank among all SEC RIAs
- #93 of 17,210
- Rank in New York
- #19 of 2,591
- Individual clients
- 40
- High-net-worth clients
- 0
- Accounts
- 519
- Discretionary
- 100% of AUM
- Employees
- 859
- Advisory staff
- 317
- Offices
- 8
Owners and executives on its Form ADV
- Amir N. SahibzadaChief Risk Officer & Managing Director
- Matthew N. TomsChief Executive Officer & Senior Managing Director
- Huey P. FalgoutHead of IM Legal & Managing Director
- Micheline S. FaverChief Compliance Officer & Managing Director
- Michael H. PetersChief Operating Officer & Senior Managing Director
- Markus N. WolffChief Financial Officer & Managing Director
- Tiffani A. PotestaHead of Distribution & Senior Managing Director
Custody and brokerage
Broker-dealer
Hybrid RIA
Voya Investment Management Co. LLC is a hybrid RIA: 189 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Voya Financial Advisors, Inc., Voya Financial Partners, LLC and Voya Investments Distributor, LLC.
- Voya Financial Advisors, Inc. ↗CRD 2882
- Voya Financial Partners, LLC ↗CRD 34815
- Voya Investments Distributor, LLC ↗CRD 37886
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, April 2026
Its Form ADV brochure (filed September 2026) names Voya Investments Distributor as the broker-dealer its advisers are registered with.
Compensation for the sale of securities, investment products, and advisory services Certain personnel of Voya IM are also registered representatives of Voya Investments Distributor, LLC ("VID"), an affiliated limited purpose broker-dealer.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | 35 | $96B | 35% |
| Investment companies | 166 | $67B | 25% |
| Corporations or other businesses | 197 | $49B | 18% |
| Insurance companies | 56 | $37B | 13% |
| State or municipal government entities | 52 | $17B | 6% |
| Pension and profit sharing plans | 9 | $2.8B | 1% |
| Pooled investment vehicles | 2 | $2.3B | <1% |
| Other | 3 | $1.9B | <1% |
| Individuals | 40 | $1.5B | <1% |
| Charitable organizations | 6 | $245M | <1% |
Disciplinary disclosures
Voya Investment Management Co. LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
- Periodicals or newsletters
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗investments.voya.com ↗
AtlasMembers
The full record on Voya Investment Management Co. LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 119 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Voya Investment Management Co. LLC manage?
Voya Investment Management Co. LLC reports $274.9 billion in regulatory assets under management across 519 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 29, 2026.
What kind of firm is Voya Investment Management Co. LLC?
Voya Investment Management Co. LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Voya Investment Management Co. LLC’s clients?
By assets, its largest client types are other investment advisers ($95.6 billion, 35 clients); investment companies ($67.4 billion, 166 clients); corporations or other businesses ($48.9 billion, 197 clients).
Does Voya Investment Management Co. LLC have any disciplinary history?
Voya Investment Management Co. LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Voya Investment Management Co. LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →