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Financial ADVSR advisor directory · SEC adviser records

Wells Fargo Clearing Services, LLC financial advisors in Connecticut

Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Connecticut, by city and A to Z.

The short answer

128 registered advisors work at Wells Fargo Clearing Services, LLC in Connecticut, out of 13,134 nationwide; it's the firm's number 24 state by advisors, and the most are in Westport (36). 11 list the CFP designation and 128 are also registered broker representatives.

Wells Fargo Clearing Services, LLC advisors by city in Connecticut

Every firm in Connecticut →

Westport 36Greenwich 19Danbury 12Mystic 12New Haven 10Farmington 6Ansonia 4Madison 4Old Saybrook 3Glastonbury 2Milford 2Norwalk 2Ridgefield 2Wolcott 2Cheshire 1East Haven 1Hamden 1New Canaan 1Newtown 1North Haven 1Old Greenwich 1Rocky Hill 1Shelton 1Stamford 1Wallingford 1Wilton 1

Wells Fargo Clearing Services, LLC advisors in Connecticut, A to Z

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Wells Fargo Clearing Services, LLC advisors in every state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Advisor Moves: who changed firms this week →

Wells Fargo Clearing Services, LLC in other states

California 2,186Florida 1,092Texas 926North Carolina 879Missouri 862New York 730Virginia 591New Jersey 528Pennsylvania 496Minnesota 430Washington 360Georgia 317Arizona 315Illinois 300Utah 288Colorado 256South Carolina 236Maryland 231Ohio 169Michigan 168Massachusetts 151Alabama 141Nevada 140Wisconsin 123Iowa 116Tennessee 112Oregon 93Idaho 75Nebraska 71Kansas 67South Dakota 60District of Columbia 47Indiana 47Oklahoma 47Louisiana 37Hawaii 33New Hampshire 32Kentucky 31New Mexico 30Delaware 29Alaska 26Arkansas 22Montana 18Vermont 18Mississippi 17West Virginia 17North Dakota 12Rhode Island 12Maine 10Wyoming 9

Questions

How many Wells Fargo Clearing Services, LLC financial advisors are in Connecticut?

128 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 at the firm nationwide. 11 list the CFP designation and 128 are also registered as broker representatives.

Where in Connecticut does Wells Fargo Clearing Services, LLC have the most advisors?

Westport, with 36, then Greenwich (19). Wells Fargo Clearing Services, LLC has advisors in 26 cities in Connecticut.

How do I check a Wells Fargo Clearing Services, LLC advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.