Financial ADVSR advisor directory · SEC adviser records
Wells Fargo Clearing Services, LLC financial advisors in Kentucky
Every SEC-registered investment adviser representative at a Wells Fargo Clearing Services, LLC office in Kentucky, by city and A to Z.
The short answer
31 registered advisors work at Wells Fargo Clearing Services, LLC in Kentucky, out of 13,134 nationwide; it's the firm's number 39 state by advisors, and the most are in Louisville (18). 4 list the CFP designation and 31 are also registered broker representatives.
Wells Fargo Clearing Services, LLC advisors by city in Kentucky
Every firm in Kentucky →Wells Fargo Clearing Services, LLC advisors in Kentucky, A to Z
Search by name →- Stokes A. BairdLouisville
- Kenneth E. BallengerLouisville
- Austin T. BarnettLouisville
- David T. BarnettLouisville
- Rebecca L. BellPaducah
- Laurie L. BisigLexington
- Zackary BlackwellPaducah
- Mary A. BlantonLouisville
- Michael C. BrannenLexington
- Anthony F. CarneyLouisville
- Marie CarneyLouisville
- Synthia H. DeeseLexington
- Christopher C. GerrishLouisville
- Christina M. HarmonLouisville · Certified Financial Planner, Chartered Financial Consultant
- Leigh A. HughesLouisville · Certified Financial Planner
- Douglas N. JohnsonLouisville
- Christopher S. LynchLouisville
- Misti M. MaddoxLouisville
- William L. MullinsLexington · Chartered Financial Analyst
- Andrew MuncyLexington
- J L. PattyLouisville
- Brandon PotterLexington
- David S. Randles Jr.Louisville
- Amy M. RoofPaducah · Certified Financial Planner
- Robert M. ShorrLexington
- Tersia S. StroupeLouisville
- William D. Tafel Jr.Louisville
- Travis B. TaylorPaducah
- Jonathan S. ThompsonLouisville
- Karen L. WagnerLexington
- John A. Williams Jr.Paducah · Certified Financial Planner
Wells Fargo Clearing Services, LLC advisors in every state →Wells Fargo Clearing Services, LLC: assets, clients and custodians →Wells Fargo news and advisor moves →Advisor Moves: who changed firms this week →
Wells Fargo Clearing Services, LLC in other states
California 2,186Florida 1,092Texas 926North Carolina 879Missouri 862New York 730Virginia 591New Jersey 528Pennsylvania 496Minnesota 430Washington 360Georgia 317Arizona 315Illinois 300Utah 288Colorado 256South Carolina 236Maryland 231Ohio 169Michigan 168Massachusetts 151Alabama 141Nevada 140Connecticut 128Wisconsin 123Iowa 116Tennessee 112Oregon 93Idaho 75Nebraska 71Kansas 67South Dakota 60District of Columbia 47Indiana 47Oklahoma 47Louisiana 37Hawaii 33New Hampshire 32New Mexico 30Delaware 29Alaska 26Arkansas 22Montana 18Vermont 18Mississippi 17West Virginia 17North Dakota 12Rhode Island 12Maine 10Wyoming 9
Questions
How many Wells Fargo Clearing Services, LLC financial advisors are in Kentucky?
31 investment adviser representatives are registered at Wells Fargo Clearing Services, LLC offices in Kentucky, according to the SEC's Investment Adviser Public Disclosure records, out of 13,134 at the firm nationwide. 4 list the CFP designation and 31 are also registered as broker representatives.
Where in Kentucky does Wells Fargo Clearing Services, LLC have the most advisors?
Louisville, with 18, then Lexington (8). Wells Fargo Clearing Services, LLC has advisors in 3 cities in Kentucky.
How do I check a Wells Fargo Clearing Services, LLC advisor in Kentucky?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Wells Fargo Clearing Services, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.